SLS Group
SLS Group LLC is a Salt Lake City-based multi-asset family office providing non-recourse stock loans ($50K to $5MM+) to company founders, corporate insiders, early investors, and micro-cap shareholders. Founded in 2006, it has funded over $100MM in loans across 52+ exchanges globally.
- Company typePrivate
- Founded2006
- HeadquartersSalt Lake City, United States
- Headcount1–10
- GTM typeB2B
- OfferingServices
What SLS Group does
SLS Group LLC is a privately-held multi-asset family office founded in 2006 and headquartered in Salt Lake City, Utah. The firm provides non-recourse stock loans to shareholders who require liquidity from concentrated equity positions without selling their shares. Target customers are company founders, corporate executives and insiders holding restricted stock, early-stage investors, and shareholders of micro-cap and small-cap companies whose securities are typically rejected by traditional margin lenders. The firm has funded over $100 million in loans cumulatively and operates across 52+ stock exchanges worldwide, with an average application-to-funding cycle of 7-10 business days.
The core product is a non-recourse loan secured by publicly-traded equities, with loan sizes ranging from $50,000 to over $5 million. Specialized sub-products address specific use cases: Restricted Stock Loans for insiders navigating lock-ups and compliance requirements, Options Financing for funding stock option exercises, and Warrants Financing for warrant exercises using the resulting shares as collateral. A separate Direct Investments vertical deploys strategic capital into private ventures and publicly-traded companies. The technology footprint is deliberately light: an online loan calculator, a term sheet request workflow, and a manual portfolio assessment completed in under five minutes with eligibility decisions rendered in under 24 hours. No proprietary platform, API, AI/ML capability, or integration ecosystem is disclosed.
The business model is that of a direct balance-sheet lender. SLS Group deploys its own capital into loans and earns interest on outstanding balances, with no intermediary distribution channels and no warehouse or securitization funding described. Go-to-market is sales-led and executed through the company website, the online loan calculator, and direct phone outreach (866-446-1009), with the firm also publishing educational blog content. The firm explicitly states it is not registered as a securities broker-dealer or investment adviser with the SEC, and disclaims offering investment, tax, or financial advice. The customer base spans at least four distinct personas with no disclosed anchor enterprise accounts, and the company has not raised institutional funding rounds or reported M&A activity.
SLS Group firmographics
Firmographics- Name
- SLS Group
- Legal name
- SLS Group LLC
- Website
- https://slsgroup.io
- Company type
- Private
- Founded year
- 2006
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- SLS Group LLC is a Salt Lake City-based multi-asset family office providing non-recourse stock loans ($50K to $5MM+) to company founders, corporate insiders, early investors, and micro-cap shareholders. Founded in 2006, it has funded over $100MM in loans across 52+ exchanges globally.
- Ownership category
- akta.pro rank
SLS Group industry classification
Industry- Product category
- Securities-backed lending
- NAICS
- Investment Banking and Securities Intermediation (523150), Funds, Trusts, and Other Financial Vehicles (525)
- SIC
- Loan Brokers (6163), Short-Term Business Credit Institutions (6153)
- akta.pro primary industry
- Stock Borrow/Loan (Equities Securities Lending) (FSACAFAD)
- akta.pro secondary industry
- Asset-Based Lending (ABL) (FSANADAD)
Keywords
Where SLS Group is headquartered
LocationHeadquarters
- HQ city
- Salt Lake City
- HQ country
- United States
- HQ region
- North America
Markets served
SLS Group business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Supply Chain, Marketing or Sales, Technology or R&D, Infrastructure
Revenue model
- Stock Loan Interest: SLS Group generates revenue through interest charged on non-recourse stock loans. The loans are secured by publicly-traded securities held as collateral. Loan amounts range from $50K to $5MM+ with terms provided via formal term sheets.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Other | Pay-as-you-go | Standard Stock Loans: $50K to $5MM+ |
Go-to-market motion1 record
Distribution channels1 record
Marketing channels3 records
SLS Group product offering
Product offeringCore offering
SLS Group provides non-recourse, securities-backed loans that allow shareholders to borrow against the value of publicly traded and restricted stock without selling their shares. Loan sizes range from $50,000 to $5 million or more, with closings completed in 7–10 days, and the firm specializes in micro-cap, small-cap, and restricted equity situations that mainstream lenders typically decline. Complementary offerings include options financing, warrants financing, and direct equity investments.
Product overview
SLS Group is a multi-asset family office offering a unified securities-backed lending platform centered on non-recourse stock loans. The core Stock Loans product enables shareholders to access liquidity while maintaining equity positions, with specialized variants for restricted stock (Restricted Stock Loans), option exercises (Options Financing), and warrant exercises (Warrants Financing). Direct Investments extends the platform to provide strategic capital for private and public ventures. The portfolio is unified by the non-recourse lending structure, targeting funding from $50K to $5MM+ with 7-10 day closings across 52+ exchanges worldwide.
Differentiator
Problem solved
Functional benefit
Products and services
- Non-Recourse Stock Loans Non-recourse loans sized from $50K to $5MM+ secured by publicly traded stock, allowing shareholders to borrow against their equity without selling shares, with closings in 7–10 days and no credit check. Targeted at founders, executives, insiders, and investors holding concentrated positions in micro-cap and small-cap companies.
- Restricted Stock Loans Non-recourse loans collateralized by restricted, control, or otherwise illiquid shares, enabling holders of restricted stock to obtain liquidity without waiting for lockup expiration or a registered offering. Designed for early investors, founders, and insiders subject to Rule 144 or other sale restrictions.
- Options Financing Financing facility for clients holding exchange-listed or privately issued options, structured to provide liquidity against option positions. Offered as part of SLS Group's multi-asset family-office product suite.
- Warrants Financing Non-recourse or collateralized financing against publicly traded or privately held warrants, allowing warrant holders to monetize or borrow against these instruments without exercising or selling them.
- Direct Investments Direct equity investments made by the SLS Group family office into public or private companies, complementary to its lending products. Targeted at issuers and shareholders seeking a direct capital partner rather than a loan counterparty.
Quantifiable outcome
- Funding completed in 7-10 business days from application to cash disbursement
- +2 more outcomes
Companies that use SLS Group
Customer profileNamed customers3 records
Segments4 records
Ideal customer profiles3 records
SLS Group technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
SLS Group partnerships and signals
Strategic signalScale indicators4 records
Recent moves5 records
Expansion highlights5 records
SLS Group competitors and assessment
Company assessmentOthers
- Plaid: Financial data infrastructure provider enabling many alternative lenders and fintechs to verify assets and underwrite; adjacent ecosystem participant rather than a competitor, but a potential enabler for scaling SLS's onboarding and portfolio assessment workflows.
- Stripe Capital: Embedded lending offering within Stripe that extends short-term, data-driven credit to businesses; not a direct competitor in stock-secured lending but a comparable model of using a platform's customer relationships to originate working-capital credit.
Direct peers
- Biz2Credit: Online loan broker and small-business credit marketplace connecting borrowers with multiple lenders; comparable role as intermediary in non-bank lending and similar customer segments of founders and small-business owners seeking capital.
- Fundbox: Short-term business credit provider offering lines of credit and term loans to SMBs; comparable short-duration, collateralized credit product and tech-driven origination targeting similar business-owner customers.
- Cobalt: Securities-backed lender offering non-recourse loans against publicly-traded and restricted stock; very similar product structure, target customer (founders, insiders, early investors), and collateral profile to SLS Group.
- EquitiesFirst: One of the largest global non-recourse stock-based lending firms; directly comparable business model offering loans secured by publicly-traded and restricted securities to founders, executives, and investors with concentrated equity positions.
Broad incumbents
- BHG Financial: Large, established U.S. non-bank specialty lender with a broad product suite that includes securities-backed and asset-based lending; broader portfolio and significantly larger balance sheet, but overlapping customer base of high-net-worth and professional borrowers.
- LendingClub: Marketplace lender offering personal and small-business loans; comparable alternative-lending category and direct online distribution, though operating at much larger scale and focused on unsecured consumer/SMB credit.
- BlueVine: Digital small-business credit platform providing lines of credit and term loans to SMBs; comparable short-duration credit products and tech-enabled origination, though collateralized by receivables rather than securities.
- OnDeck Capital: Established online small-business lender offering short-term working capital loans; comparable alternative-credit product type and direct-to-customer distribution model, though focused on cash-flow underwriting rather than securities collateral.
Market position
Strengths4 records
Weaknesses5 records
Competitive moat3 records
Key risks6 records
Key highlights7 records
Customer concentration
SLS Group social profiles
Digital presenceSLS Group financial estimates
Financial estimateRevenue estimate
Valuation estimate
SLS Group leadership team
Management profileNumber of profiles
SLS Group funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
SLS Group M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about SLS Group
What does SLS Group do?
SLS Group provides non-recourse, securities-backed loans that allow shareholders to borrow against the value of publicly traded and restricted stock without selling their shares. Loan sizes range from $50,000 to $5 million or more, with closings completed in 7–10 days, and the firm specializes in micro-cap, small-cap, and restricted equity situations that mainstream lenders typically decline. Complementary offerings include options financing, warrants financing, and direct equity investments.
Is SLS Group a public or private company?
SLS Group is a private company. It is classified as family owned and is currently operating.
When was SLS Group founded?
SLS Group was founded in 2006. It employs 1 to 10 people.
Where is SLS Group based?
SLS Group is headquartered in Salt Lake City, United States, in the North America region.
How does SLS Group make money?
One revenue line is on record: stock Loan Interest.
Who are SLS Group's main competitors?
Others on record are Plaid and Stripe Capital. Direct peers are Biz2Credit, Fundbox, Cobalt and EquitiesFirst. Broad incumbents are BHG Financial, LendingClub, BlueVine and OnDeck Capital.
Does SLS Group have an API?
No public API is recorded for SLS Group.
What industry is SLS Group in?
SLS Group's product category is Securities-backed lending. Its primary akta.pro industry code is FSACAFAD, Stock Borrow/Loan (Equities Securities Lending), with a secondary code of FSANADAD, Asset-Based Lending (ABL). Its NAICS code is 523150 and its SIC code is 6163.