What Taglich Brothers does

Taglich Brothers, Inc. is a full-service brokerage firm founded in 1991 that specializes in the microcap and small-cap segment of the publicly traded securities market, defined as companies with less than $250 million of stock outstanding. The firm operates as a FINRA member broker-dealer and clears all customer transactions through Axos Clearing LLC under a fully disclosed clearing agreement, with customer assets protected by SIPC up to $100 million through that correspondent relationship. The firm's core technology is a standard broker-dealer platform supplemented by in-house equity research, with execution and custody infrastructure outsourced entirely to Axos Clearing.

Name

Taglich Brothers

Legal name

Taglich Brothers, Inc.

Website

https://taglichbrothers.com

Company type

Private

Founded year

1991

Operating status

Operating

Headcount range

1–10 employees

Short description

Taglich Brothers, Inc. is a full-service brokerage firm founded in 1991 that specializes in microcap publicly traded securities under $250 million in stock outstanding, offering brokerage execution, equity research, and investment banking services to small-cap investors and issuers.

Ownership category

akta.pro rank

Product category

Securities Brokerage Services

NAICS

Commodity Contracts Intermediation (52316)

SIC

Security Brokers, Dealers & Flotation Companies (6211)

akta.pro primary industry

Notary / Bail / Miscellaneous Consumer Bonds (FSAJAIAK)

Keywords

• Small cap brokerage
• Equity research reports
• Investment banking services
• Microcap securities
• Broker-dealer services

Headquarters

HQ city

Huntington Station

HQ country

United States

HQ region

North America

Offices2 records

Markets served

GTM type

B2B

Offering type

Services

Cost components

Personnel, Operations, Others, Marketing or Sales, Technology or R&D

Revenue model

1. Research Report Fees: Companies followed by the firm pay monthly fees for the creation and dissemination of research reports. Some companies paid an initial retainer. This is a recurring revenue stream from issuer clients.
2. Brokerage Commissions: The firm generates revenue through securities transactions executed for clients in the small cap market segment.

Go-to-market motion1 record

Distribution channels1 record

Marketing channels1 record

Core offering

Taglich Brothers is a full-service brokerage firm specializing in the small cap segment of the market for publicly traded securities, defined as companies with less than $250 million of stock outstanding. The firm provides securities brokerage and trade execution, paid equity research reports on covered small cap companies (with monthly fees and initial retainers paid by issuers), and investment banking services for small cap issuers. The firm is a FINRA member broker-dealer and clears all transactions through Axos Clearing LLC under a fully disclosed clearing agreement.

Product overview

Taglich Brothers is a full-service brokerage firm specializing in the small cap market segment (companies with less than $250 million stock outstanding). The firm offers three interconnected services: core securities brokerage for small cap publicly traded securities, equity research reports on covered companies, and investment banking services for small cap issuers. The firm operates as a FINRA member broker-dealer and clears trades through Axos Clearing LLC.

Differentiator

Problem solved

Functional benefit

Products and services

• Securities Brokerage Services Full-service brokerage services for small cap publicly traded securities (companies with less than $250 million stock outstanding), including trade execution, account management, and investment advisory services for publicly traded securities. Trades clear through Axos Clearing LLC under a fully disclosed clearing agreement.
• Equity Research Reports Paid equity research reports on small cap securities covered by the firm, published on its website for clients and investors. Companies covered by the firm pay monthly fees (and sometimes initial retainers) for the creation and dissemination of these research reports. Recent covered names include Banzai International (BNZI), Super League Enterprise (SLE), and Creative Realities (CREX).
• Investment Banking Services Investment banking services for small cap companies, including capital raising, advisory, and other financial services. The firm may perform investment banking services or solicit business from companies mentioned in its research reports.

Segments1 record

Ideal customer profiles2 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Partnerships

One partnership is on record.

• Aegis CapitalminorChannel Partner/ Reseller/ DistributorMichael and Robert Taglich have joined Aegis Capital and can be reached at 516-512-6116. This appears to be an affiliation where the brothers operate under Aegis Capital's umbrella while maintaining the Taglich Brothers brand.

Scale indicators2 records

Recent moves3 records

Expansion highlights2 records

Direct peers

• The Benchmark Company: Research-driven, small/mid-cap focused broker-dealer offering equity research, institutional sales and trading, and investment banking. Directly comparable niche and service offering.
• Aegis Capital Corp. Full-service broker-dealer with a focus on small and microcap equities and investment banking. Directly comparable as the firm with which Taglich Brothers' founders have now affiliated, operating in the same issuer and investor segments.
• ThinkEquity: Sell-side broker specializing in small and microcap equities with research, capital markets, and advisory services. Similar issuer-size focus and revenue mix as Taglich Brothers.
• Roth Capital Partners: Investment bank and broker-dealer focused on small and mid-cap companies, with parallel equity research, capital markets, and advisory offerings. Closely mirrors Taglich's service mix in a similar issuer segment.
• EF Hutton: Full-service broker-dealer focused on small and mid-cap public companies, offering research, investment banking, and institutional sales and trading. Closely mirrors Taglich's target market.
• D. Boral Capital: Small-cap focused investment bank and broker-dealer providing research, capital raising, and advisory to emerging public companies. Comparable niche and client profile.
• Maxim Group LLC: Small/microcap focused broker-dealer providing research, sales and trading, and investment banking services. Highly comparable business model and target issuer base to Taglich Brothers.

Broad incumbents

• Ladenburg Thalmann: Diversified financial services firm with small and mid-cap brokerage, investment banking, and research capabilities. Comparable service set but materially larger and broader than Taglich.
• B. Riley Financial: Diversified financial services firm with significant small/mid-cap brokerage, research, and investment banking operations. Comparable in target segment but operates at materially greater scale and breadth than Taglich.

Emerging players

• Zacks Investment Research: Independent equity research provider with both subscription and issuer-paid models across small and mid-cap names. Comparable on the research-distribution side of Taglich's business, though distribution is primarily retail.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat3 records

Key risks5 records

Key highlights5 records

Customer concentration

Compliance1 record

Revenue estimate

Valuation estimate

Number of profiles

Profiles2 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments4 records

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Taglich Brothers