Castle Rock Wealth Management

Investment Advisory Servicescrwmadvisors.com

Company typePrivate
Founded2016
HeadquartersWalnut Creek, United States
Headcount1–10
GTM typeB2C
OfferingServices

Castle Rock Wealth Management firmographics

Firmographics

Name: Castle Rock Wealth Management
Legal name: Castle Rock Wealth Management, LLC
Website: https://crwmadvisors.com
Company type: Private
Founded year: 2016
Operating status: Operating
Headcount range: 1–10 employees
Ownership category
akta.pro rank

Castle Rock Wealth Management industry classification

Industry

Product category: Investment Advisory Services
NAICS: Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394)
SIC: Investment Advice (6282)
akta.pro primary industry: Registered Investment Advisor (RIA) Wealth Management (FSAEABAA)
akta.pro secondary industry: Financial Planning–Led RIAs (FSAAACAB)

Keywords

Investment advisory services
Financial planning
Wealth management
Retirement income planning
Estate planning

Where Castle Rock Wealth Management is headquartered

Location

Headquarters

HQ city: Walnut Creek
HQ country: United States
HQ region: North America

Offices6 records

Markets served

Castle Rock Wealth Management business model

Business model

GTM type: B2C
Offering type: Services

Revenue model

Financial Advisory Services: Fee-based financial advisory and investment management services for high net worth individuals, families, and business owners. Services include investment analysis, money management, financial planning, and retirement income planning.

Pricing tiers

Model	Billing	Price
Subscription	Annual	Fee-based advisory services - specific tiers not publicly disclosed

Go-to-market motion1 record

Distribution channels1 record

Marketing channels3 records

Castle Rock Wealth Management product offering

Product offering

Core offering

Castle Rock Wealth Management, LLC is a Registered Investment Advisor (RIA) that provides fee-based investment management and comprehensive financial planning services. The firm delivers personalized wealth management solutions spanning retirement income planning, tax planning, estate planning, and insurance services to high net worth individuals, families, business owners, and professionals. Securities are offered through Private Client Services, with custody and brokerage handled via Charles Schwab.

Product overview

Castle Rock Wealth Management is a Registered Independent Advisor offering a unified wealth management platform centered on Personalized Investment Planning. The core offering combines investment management/advisory services with comprehensive financial planning. The Personalized Investment Plan is a four-step methodology (Information Gathering, Target Strategization, Investment Plan, Progressive Review) that serves as the foundation. Additional specialized services include retirement income planning, tax planning, estate planning, and insurance services—all delivered through a team-based approach with dedicated financial advisors and specialist consultants. The firm primarily serves high net worth individuals and families, business owners, and professionals throughout California and select other states.

Differentiator

Problem solved

Functional benefit

Products and services

Investment Management
Financial Planning
Retirement Income Planning
Tax Planning
Estate Planning
Insurance Services

Quantifiable outcome

Progressive review process keeps portfolios aligned with goals and risk tolerance while adapting to market shifts and lifestyle changes

Companies that use Castle Rock Wealth Management

Customer profile

Named customers2 records

Segments2 records

Castle Rock Wealth Management technology and API

Technology

Technology focussed No

API detail

Has API: No
API docs
API detail

Core technology

AI maturity

App detail

Integration6 records

Castle Rock Wealth Management partnerships and signals

Strategic signal

Partnerships

Two partnerships are on record, tiered core.

Charles SchwabcoreTechnology or IntegrationCharles Schwab serves as the primary custodian and account platform for client investments. Clients access their accounts through Schwab's platform, which provides trading, reporting, and account management services.
Private Client ServicescoreChannel Partner/ Reseller/ DistributorSecurities are offered through Private Client Services, member FINRA/SIPC. Advisory services are offered through Castle Rock Wealth Management, LLC. This is a key regulatory and distribution relationship for securities transactions.

Scale indicators2 records

Recent moves6 records

Expansion highlights4 records

Castle Rock Wealth Management competitors and assessment

Company assessment

Broad incumbents

Mariner Wealth Advisors: Large national RIA platform serving HNW and ultra-HNW clients with comprehensive financial planning, tax, and estate services. Comparable in service breadth and HNW focus, but operates at significantly greater scale and as an acquirer of smaller RIAs.
Creative Planning: One of the largest independent RIAs in the U.S., offering fee-based investment management, financial planning, and tax services to HNW households. Comparable in fiduciary RIA model and HNW segment focus, but at substantially greater AUM and geographic reach.
Carson Group: RIA platform that provides business coaching, technology, and investment solutions to independent financial advisors serving HNW clients. Comparable in serving HNW households through an advisor-led model, but operates as a multi-affiliate platform rather than a single owner-operated firm.
Wealth Enhancement Group: National RIA platform serving HNW clients through acquired regional advisory firms. Comparable in serving HNW households with comprehensive planning, and relevant as a likely strategic acquirer of owner-operated RIAs like Castle Rock.
Edelman Financial Engines: Large national RIA combining traditional financial planning with a digital advice platform, serving HNW and mass-affluent clients. Comparable in HNW financial planning focus, but operates at substantially greater scale and with proprietary technology.

Direct peers

Buckingham Strategic Wealth: Mid-size independent RIA providing fee-only financial planning and investment management to HNW households. Closely comparable in business model (fee-only, fiduciary, financial planning-led) and HNW focus, with similar multi-advisor team structure.
Homrich Berg: Privately held fee-only RIA providing comprehensive wealth management to HNW individuals, families, and institutions. Comparable in fiduciary RIA model, HNW client focus, and multi-advisor team approach, with overlapping service lines in tax and estate planning.
SageView Advisory Group: Mid-size independent RIA providing retirement plan consulting and wealth management to HNW individuals and business owners. Comparable in HNW segment focus, fee-based advisory model, and team-based delivery of financial planning services.
Kovack Advisors: Mid-size RIA offering investment management, financial planning, and tax services to HNW clients. Comparable in business model, client segment, and service breadth, with similar multi-office geographic footprint in select U.S. regions.

Emerging players

Stratos Wealth Partners: Independent advisor platform supporting breakaway advisors building HNW-focused practices. Comparable as an ecosystem option for advisors seeking independence, and relevant to Castle Rock as a potential partner or platform alternative.

Market position

Strengths5 records

Weaknesses5 records

Competitive moat4 records

Key risks6 records

Key highlights6 records

Customer concentration

Castle Rock Wealth Management compliance and trust

Trust signal

Compliance3 records

Castle Rock Wealth Management financial estimates

Financial estimate

Revenue estimate

Valuation estimate

Castle Rock Wealth Management leadership team

Management profile

Number of profiles

Castle Rock Wealth Management funding detail

Funding detail

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

Castle Rock Wealth Management M&A and investment

M&A and investment

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Castle Rock Wealth Management

What does Castle Rock Wealth Management do?

Is Castle Rock Wealth Management a public or private company?

Castle Rock Wealth Management is a private company. It is classified as founder individual operated bootstrapped and is currently operating.

When was Castle Rock Wealth Management founded?

Castle Rock Wealth Management was founded in 2016. It employs 1 to 10 people.

Where is Castle Rock Wealth Management based?

Castle Rock Wealth Management is headquartered in Walnut Creek, United States, in the North America region.

How does Castle Rock Wealth Management make money?

One revenue line is on record: financial Advisory Services.

Who are Castle Rock Wealth Management's main competitors?

Broad incumbents on record are Mariner Wealth Advisors, Creative Planning, Carson Group, Wealth Enhancement Group and Edelman Financial Engines. Direct peers are Buckingham Strategic Wealth, Homrich Berg, SageView Advisory Group and Kovack Advisors. Stratos Wealth Partners is listed as an emerging player.

Does Castle Rock Wealth Management have an API?

No public API is recorded for Castle Rock Wealth Management.

What industry is Castle Rock Wealth Management in?

Castle Rock Wealth Management's product category is Investment Advisory Services. Its primary akta.pro industry code is FSAEABAA, Registered Investment Advisor (RIA) Wealth Management, with a secondary code of FSAAACAB, Financial Planning–Led RIAs. Its NAICS code is 523940 and its SIC code is 6282.