KGS-Alpha Capital Markets

What KGS-Alpha Capital Markets does

KGS-Alpha Capital Markets is a privately held brokerage firm headquartered in New York, New York, founded in 2010. The firm offers financial services and investment banking services and operates with a headcount of 11 to 50 employees, consistent with the scale profile of a small-to-mid-size boutique capital markets intermediary in the US financial services sector. Its stated web presence is kgsalpha.com, which is the only distribution channel documented in the firmographic record.

Beyond the high-level service categorization, the available data does not disclose product specifics, technology infrastructure, customer mix, revenue model mechanics, pricing structures, or deal pipeline. No products, partnerships, certifications, awards, or regulatory actions are recorded. The leadership team is not documented in the sourced material, and no headcount, funding, or M&A history is available.

Critical evidence gap: the principal third-party source retrieved (capitalmarkets.bmo.com) resolved to a 404 error page, and no proprietary first-party content, transaction history, or public-records data was obtainable. This description is therefore necessarily constrained to the firmographic shell — name, legal domicile, founding year, headcount band, and high-level service taxonomy — and should be treated as a baseline profile rather than a comprehensive view.

Name

KGS-Alpha Capital Markets

Website

https://kgsalpha.com

Company type

Private

Founded year

2010

Headcount range

51–100 employees

Short description

KGS-Alpha Capital Markets is a privately held, New York-based brokerage firm founded in 2010 that offers financial services and investment banking services, operating with a small team of 11 to 50 employees in the United States.

Ownership category

akta.pro rank

Product category

Investment Banking & Brokerage

NAICS

Investment Banking and Securities Intermediation (52315), Investment Banking and Securities Intermediation (523150), Securities and Commodity Contracts Intermediation and Brokerage (5231)

SIC

Security Brokers, Dealers & Flotation Companies (6211), Investment Advice (6282)

akta.pro industry

PRIMARYBPAHAOAE

Equity Capital Advisory (Private Equity Placements, Growth Capital)

Business & Public Services/Professional Services (Legal, Accounting, Consulting)/M&A, Transaction & Restructuring Advisory

SECONDARYBPAHADAG

Capital Raising Advisory (Debt/Equity/Private Capital)

Business & Public Services/Professional Services (Legal, Accounting, Consulting)/Strategy & Corporate Finance Advisory

SECONDARYFSAEAGAC

Capital Raising Advisory (Equity & Equity-Linked)

Financial & Insurance/Financial Advisory, Brokerage & Intermediation/M&A Advisory & Corporate Finance

SECONDARYFSAEALAI

Institutional Capital Introduction (LP/Family Office/Endowment Matching)

Financial & Insurance/Financial Advisory, Brokerage & Intermediation/Placement Agents & Capital Raising Intermediation

Keywords

• Brokerage services
• Investment banking
• Capital markets
• Financial services
• Securities trading

Headquarters

HQ city

New York

HQ country

United States

HQ region

North America

Markets served

GTM type

B2B

Offering type

Services

Cost components

Personnel, Operations, Technology or R&D, Marketing or Sales

Core offering

KGS-Alpha Capital Markets is a brokerage firm that offers financial services and investment banking services to clients. Operating from New York, the firm engages in capital markets intermediation, providing brokerage and investment banking capabilities to its customer base.

Differentiator

Problem solved

Functional benefit

Products and services

• Brokerage Services Brokerage services for clients, providing trade execution and intermediation in capital markets.
• Investment Banking Services Investment banking services offered to clients, supporting capital markets advisory and transactional needs.

Ideal customer profiles1 record

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Recent moves1 record

Direct peers

• ThinkEquity: Boutique investment bank and broker-dealer focused on small- and mid-cap equity capital markets and advisory — closest comparable in boutique scale and dual-platform orientation.
• A.G.P. / Alliance Global Partners: Small-cap focused investment bank and broker-dealer offering capital markets advisory, sales and trading, and equity research — closely mirrors a boutique dual-platform franchise.
• Roth Capital Partners: Boutique investment bank and broker-dealer specializing in small- and mid-cap advisory and equity capital markets — operates with a similarly lean headcount and integrated brokerage/IB model.
• D. Boral Capital: Small-cap focused investment bank and institutional brokerage providing capital markets advisory and equity research — comparable boutique scale and integrated brokerage/IB offering.
• EF Hutton: Boutique investment bank providing capital markets advisory and institutional brokerage services to middle-market companies — comparable in scale, services mix, and target issuer profile.
• Oppenheimer & Co. Mid-market focused brokerage and investment bank combining capital markets execution with M&A advisory for middle-market clients — directly comparable in dual-platform structure and target client profile to KGS-Alpha Capital Markets.

Broad incumbents

• Piper Sandler: Larger diversified investment bank and institutional brokerage with a strong middle-market franchise — operates the same integrated brokerage and investment banking model at meaningfully greater scale.
• Canaccord Genuity: Global capital markets group providing investment banking, equity research, and sales and trading to growth and mid-cap companies — competes for the same advisory and capital-raising mandates.
• Houlihan Lokey: Global investment bank with a leading middle-market M&A advisory practice and capital markets capabilities — a key competitor for advisory mandates in the segment KGS-Alpha serves.
• B. Riley Financial: Diversified financial services firm with investment banking, brokerage, and capital markets capabilities targeting small- and mid-cap companies — overlapping service offering and client base at greater scale.

Market position

Strengths3 records

Weaknesses4 records

Competitive moat1 record

Key risks4 records

Key highlights4 records

Customer concentration

Revenue estimate

Valuation estimate

Number of profiles

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about KGS-Alpha Capital Markets