Financial Planning and Information Services
Financial Planning and Information Services is a fee-only fiduciary RIA in De Pere, Wisconsin, founded in 1985, serving individuals, families, and business owners with integrated financial planning, investment management, retirement, tax, estate, and education planning.
- Company typePrivate
- Founded1985
- HeadquartersDe Pere, United States
- Headcount11–50
- GTM typeB2C
- OfferingServices
What Financial Planning and Information Services does
Financial Planning and Information Services (FPIS) is a fee-only fiduciary Registered Investment Advisor founded in 1985 and headquartered in De Pere, Wisconsin, serving individuals, families, and business owners in Northeast Wisconsin. The firm delivers comprehensive financial planning that integrates investment management, retirement planning, tax planning and preparation, estate planning, and education planning under a single engagement model with partner-level accountability from Ryan Wempe (President), Dan Budinger (VP), and Rachel Brown (VP).
Its technology stack is intentionally lean and built around best-in-class third-party platforms rather than proprietary systems: RightCapital powers financial planning and forecasting, while WellthView supports the client portal experience for document sharing, aggregation, and engagement. The firm has built an in-house tax planning and preparation department, distinguishing it from advisors who outsource tax work. It operates as an SEC-registered advisor through its affiliation with Hightower Advisors, providing the regulatory perimeter and operational infrastructure typical of larger RIAs while preserving local autonomy.
The business model is fee-only—primarily AUM-based advisory fees plus flat fees for financial planning and tax preparation—eliminating commissions and conflicts from product sales. Growth is referral-driven rather than marketing-led, relying on long-tenured relationships, multi-generational households, and the firm's fiduciary brand. The firm is privately held by its partners with no external venture or private equity capital, and operates from a single De Pere office, signaling a deliberate, regionally concentrated strategy rather than a roll-up.
Financial Planning and Information Services firmographics
Firmographics- Name
- Financial Planning and Information Services
- Legal name
- Financial Planning and Information Services, Inc.
- Website
- https://thefinplangroup.com
- Company type
- Private
- Founded year
- 1985
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- Financial Planning and Information Services is a fee-only fiduciary RIA in De Pere, Wisconsin, founded in 1985, serving individuals, families, and business owners with integrated financial planning, investment management, retirement, tax, estate, and education planning.
- Ownership category
- akta.pro rank
Financial Planning and Information Services industry classification
Industry- Product category
- Financial Advisory Services
- NAICS
- Portfolio Management and Investment Advice (523940)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Fee-Only Advisory (FSAEAAAL)
- akta.pro secondary industry
- Advisory Portfolio Management (Non-Discretionary) (FSAAABAD)
Keywords
Where Financial Planning and Information Services is headquartered
LocationHeadquarters
- HQ city
- De Pere
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Financial Planning and Information Services business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure
Revenue model
- Assets Under Management (AUM) Fees: Fees vary based on the complexity of each client and assets under management. Fee schedule is available for download. FPIS is a fee-only practice and does not sell commission-based products.
- Tax Preparation Services: The firm offers tax planning, estimates, and preparation of returns for most individuals as part of its service offering.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Hybrid | Annual | Complexity and AUM-based fees |
Go-to-market motion1 record
Distribution channels1 record
Marketing channels4 records
Financial Planning and Information Services product offering
Product offeringCore offering
Fee-only financial advisory practice offering comprehensive wealth management services including financial planning, retirement planning, investment advice and asset management, tax planning and preparation, estate planning guidance, and education funding planning. Services are delivered using primarily no-load mutual funds and exchange-traded index funds (ETFs) under a fiduciary standard of care, with access to RightCapital and WellthView client portals for consolidated financial account tracking.
Product overview
Financial Planning and Information Services (FPIS), established in 1985, operates as a fee-only financial advisory practice offering a comprehensive suite of wealth management services. The firm provides six core service areas: Financial Planning, Retirement Planning, Investment Advice and Asset Management, Tax Planning and Preparation, Estate Planning and Insurance Concepts, and Education Planning. These services are delivered through a client-centric approach focused on fiduciary responsibility and long-term relationships. Clients access their accounts through a unified Client Portal powered by Well-Thview, with additional access to Right Capital for goal tracking and account consolidation. The practice emphasizes fee-only advisory services using no-load, low-cost investment vehicles.
Differentiator
Problem solved
Functional benefit
Products and services
- Financial Planning
Quantifiable outcome
- Referral-driven growth model — most new clients come from existing client referrals.
- +1 more outcomes
Companies that use Financial Planning and Information Services
Customer profileSegments4 records
Ideal customer profiles4 records
Financial Planning and Information Services technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Integration2 records
Feature4 records
Financial Planning and Information Services partnerships and signals
Strategic signalPartnerships
Two partnerships are on record, tiered core.
- RightCapitalcoreRightCapital is the financial planning software platform used by FPIS clients to see financial goals, track expenses, and consolidate all financial accounts. Clients log in through the client portal link with a referral code.
- WellthViewcoreWellthView provides the client portal access — a single unified interface to all of a client's financial data. Used by FPIS for client login and account management.
Scale indicators2 records
Recent moves5 records
Expansion highlights5 records
Financial Planning and Information Services competitors and assessment
Company assessmentBroad incumbents
- Hightower Advisors, LLC: National RIA platform that FPIS is affiliated with for SEC registration and broker-dealer services. Hightower provides the institutional/compliance backbone under which FPIS operates, making it the closest incumbent affiliate for scale and structural comparison.
- Carson Group: RIA platform supporting independent advisors with compliance, technology, and business consulting. Operates in the same fee-based advisory space with similar small-to-mid firm affiliations, though at much larger scale.
- Edelman Financial Engines: Large national fee-only RIA focused on household wealth planning, investment management, and retirement planning — comparable comprehensive offering, but operating at enterprise scale vs. FPIS's regional footprint.
- Commonwealth Financial Network: Independent broker-dealer and RIA platform serving independent financial advisors with compliance, technology, and practice management support. Operates in the same affiliated-advisor space and offers a comparable fee-based advisory model.
- Focus Financial Partners: Leading RIA roll-up that partners with and acquires independent advisory firms. FPIS is a candidate for the same partnership/roll-up model if it elects to scale via external capital or exit.
- Fisher Investments: Large asset manager serving individuals and institutions with portfolio management and financial planning services. Comparable in that it is an investment-advisory firm competing for the same retail-AUM wallet, though it operates at substantially larger scale.
Direct peers
- Creative Planning: Large fee-only RIA delivering comprehensive wealth management, tax planning, and investment management to individuals and families — the same integrated, fee-based fiduciary model FPIS offers, but at materially greater scale.
- Mariner Wealth Advisors: Independent, fee-based RIA offering financial planning, investment, tax, and estate services to households. Comparable integrated wealth management approach with national footprint, providing a useful scale benchmark for FPIS.
- Buckingham Strategic Wealth: Fee-only RIA delivering comprehensive financial planning, investment management, and tax planning to households — a structurally comparable small-to-mid-size fee-only competitor.
Emerging players
- Facet Wealth: Digital-first, flat-fee financial planning firm targeting mass-affluent households. An emerging threat in the same 'comprehensive planning for individuals' category, but with a fully remote, technology-led delivery model.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat3 records
Key risks6 records
Key highlights7 records
Customer concentration
Financial Planning and Information Services social profiles
Digital presenceFinancial Planning and Information Services financial estimates
Financial estimateRevenue estimate
Valuation estimate
Financial Planning and Information Services leadership team
Management profileNumber of profiles
Profiles6 records
Financial Planning and Information Services funding detail
Funding detailFunding overview
Funding rounds1 record
Investors1 record
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Financial Planning and Information Services M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Financial Planning and Information Services
What does Financial Planning and Information Services do?
Fee-only financial advisory practice offering comprehensive wealth management services including financial planning, retirement planning, investment advice and asset management, tax planning and preparation, estate planning guidance, and education funding planning. Services are delivered using primarily no-load mutual funds and exchange-traded index funds (ETFs) under a fiduciary standard of care, with access to RightCapital and WellthView client portals for consolidated financial account tracking.
Is Financial Planning and Information Services a public or private company?
Financial Planning and Information Services is a private company. It is classified as management employee owned and is currently operating.
When was Financial Planning and Information Services founded?
Financial Planning and Information Services was founded in 1985. It employs 11 to 50 people.
Where is Financial Planning and Information Services based?
Financial Planning and Information Services is headquartered in De Pere, United States, in the North America region.
How does Financial Planning and Information Services make money?
Two revenue lines are on record. Assets Under Management (AUM) Fees are the primary driver. The others are tax Preparation Services.
Who are Financial Planning and Information Services's main competitors?
Broad incumbents on record are Hightower Advisors, LLC, Carson Group, Edelman Financial Engines, Commonwealth Financial Network, Focus Financial Partners and Fisher Investments. Direct peers are Creative Planning, Mariner Wealth Advisors and Buckingham Strategic Wealth. Facet Wealth is listed as an emerging player.
Does Financial Planning and Information Services have an API?
No public API is recorded for Financial Planning and Information Services.
What industry is Financial Planning and Information Services in?
Financial Planning and Information Services's product category is Financial Advisory Services. Its primary akta.pro industry code is FSAEAAAL, Fee-Only Advisory, with a secondary code of FSAAABAD, Advisory Portfolio Management (Non-Discretionary). Its NAICS code is 523940 and its SIC code is 6282.