Bradley Woods & Co.
Boutique investment bank founded in 1970, headquartered in New York, providing corporate finance, advisory, and consulting services to small-to-middle market companies and funds across healthcare, energy, cannabis, technology, telecom, and defense sectors.
- Company typePrivate
- Founded1970
- HeadquartersNew York, United States
- Headcount11–50
- GTM typeB2B
- OfferingServices
What Bradley Woods & Co. does
Bradley Woods & Co. is a boutique investment banking firm headquartered in New York City, founded in 1970. The firm operates as a FINRA/SIPC-registered broker-dealer providing three core services: Corporate Finance Activities, Advisory Services, and Consultations & Counsel. It targets small-to-middle market companies and funds, with stated sector expertise across healthcare, energy, cannabis, technology, telecommunications, and defense. The firm claims to have executed hundreds of transactions and represent over $500M in aggregate capital raised on behalf of clients. Originally established as a research firm analyzing the impact of government policy on capital markets, the firm pivoted in 2004 under Daniel Ripp's leadership to focus on investment banking. Leadership and team members draw from pedigree institutions including H.C. Wainwright, Morgan Stanley, and UBS.
The firm has expanded its capabilities through strategic integrations and partnerships, including the Viridian Capital Advisors division (cannabis-focused capital markets advisory) and a network of affiliated partner firms such as Aleutian Capital and Pelham Street Capital. The firm's revenue model is based on deal fees — retainers, success fees, and advisory commissions — tied to capital raises, M&A advisory, and consulting engagements on behalf of small-to-middle market clients. The firm maintains two New York office locations (711 3rd Avenue and 845 3rd Avenue) and operates with a lean team of 1–10 employees, consistent with a boutique execution model that leverages affiliated networks for deal sourcing and capacity.
Bradley Woods & Co. firmographics
Firmographics- Name
- Bradley Woods & Co.
- Legal name
- Bradley Woods & Co. Ltd.
- Website
- https://bradleywoods.com
- Company type
- Private
- Founded year
- 1970
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- Boutique investment bank founded in 1970, headquartered in New York, providing corporate finance, advisory, and consulting services to small-to-middle market companies and funds across healthcare, energy, cannabis, technology, telecom, and defense sectors.
- Ownership category
- akta.pro rank
Bradley Woods & Co. industry classification
Industry- Product category
- Boutique Investment Banking
- NAICS
- Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523), Portfolio Management and Investment Advice (523940)
- SIC
- Security Brokers, Dealers & Flotation Companies (6211), Investment Advice (6282), Services-Management Consulting Services (8742)
- akta.pro primary industry
- Corporate Finance Advisory (Strategic Finance, Capital Structure & Recaps) (FSAEAGAE)
- akta.pro secondary industries
- Buy-Side M&A Advisory (FSAEAGAB), Corporate Finance & Capital Advisory (BPAHADAB)
Keywords
Where Bradley Woods & Co. is headquartered
LocationHeadquarters
- HQ city
- New York
- HQ country
- United States
- HQ region
- North America
Offices2 records
Markets served
Bradley Woods & Co. business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure
Revenue model
- Corporate Finance Activities: Full-service investment banking and corporate finance for small-to-middle market companies and funds. Includes capital raising (equity, debt, convertible securities), valuation preparation, and investor targeting.
- Advisory Services: Bespoke advisory services creating value for clients through customized transactions, introductions to sophisticated buyers and investors.
- Consultations & Counsel: Boutique consultative services for clients preparing to approach investors directly. Includes messaging refinement, pitch deck development, and financial preparation.
Go-to-market motion1 record
Distribution channels2 records
Marketing channels2 records
Bradley Woods & Co. product offering
Product offeringCore offering
Bradley Woods & Co. is a boutique investment banking firm providing corporate finance, advisory, and consulting services to small-to-middle market companies and investment funds. Its core services include capital raising (equity, debt, convertible securities), valuation, investor targeting, M&A advisory, and bespoke consultations for clients preparing to approach investors.
Product overview
Bradley Woods & Co. is a boutique investment banking firm offering a unified suite of three interconnected financial services: Corporate Finance Activities (investment banking and capital raising for middle-market companies), Advisory (bespoke M&A and transaction execution), and Consultations & Counsel (pre-investor preparation and strategic consulting). The firm leverages extensive regulatory expertise, industry sector knowledge (energy, healthcare, cannabis, technology), and decades of institutional relationships to deliver customized financial solutions. The company does not operate a software product platform; all offerings are professional service engagements.
Differentiator
Problem solved
Functional benefit
Products and services
- Corporate Finance Activities Full-service investment banking and corporate finance activities for small-to-middle market companies and funds, including capital structure evaluation, equity/debt/convertible securities structuring, valuation, investor targeting, and transaction execution.
- Advisory Bespoke advisory services focused on creating value for clients through customized transactions, introductions to sophisticated buyers and investors, and end-to-end deal execution for middle market companies.
- Consultations & Counsel Boutique consultative services for clients preparing to approach investors, including messaging refinement, pitch deck development, financial preparation, and marketplace guidance.
Quantifiable outcome
- Over $500 million raised on behalf of clients in recent years
- +1 more outcomes
Companies that use Bradley Woods & Co.
Customer profileNamed customers1 record
Segments6 records
Ideal customer profiles3 records
Bradley Woods & Co. technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Bradley Woods & Co. partnerships and signals
Strategic signalPartnerships
Ten partnerships are on record, tiered minor and core.
- Aleutian Capital GroupminorPart of the Bradley Woods network. Listed among affiliated investment banking and financial services partners in the extended network.
- The New Amsterdam GroupminorPart of the Bradley Woods network. Affiliated investment banking partner in the extended network.
- Viridian Capital AdvisorscoreViridian Capital Advisors is a division of Bradley Woods focusing on research, corporate finance, and M&A for cannabis companies. Peter Rosenberg transitioned from Viridian to Bradley Woods investment banking team.
- Pelham Street CapitalminorPart of the Bradley Woods network. Listed among affiliated investment banking and financial services partners.
- Pineland Capital PartnersminorPart of the Bradley Woods network. Listed among affiliated investment banking and financial services partners.
- Alnitak Capital PartnersminorPart of the Bradley Woods network. Listed among affiliated investment banking and financial services partners.
- FINRAcoreMember of Financial Industry Regulatory Authority (FINRA), a self-regulatory organization for broker-dealers in the United States.
- SIPCcoreMember of Securities Investor Protection Corporation (SIPC), which provides protection for securities customers of SIPC-member firms.
- Bernard Herold & Co., Inc.minorBusiness continuity contact in case of significant business interruption. Available at (212) 371-3950 for client assistance during disruptions.
- Pershing LLCminorClearing firm for Bradley Woods. Used for limited trade-related transactions, cash disbursements, and security transfers during business interruptions.
Scale indicators3 records
Recent moves6 records
Expansion highlights4 records
Bradley Woods & Co. competitors and assessment
Company assessmentBroad incumbents
- Piper Sandler: U.S.-focused middle-market investment bank with strong healthcare, energy, and consumer coverage. Comparable to Bradley Woods across target customer (middle-market), service mix (advisory, capital raising, equity research), and sector specialization.
- Houlihan Lokey: Global investment bank with a leading middle-market M&A advisory and capital markets practice. Directly comparable to Bradley Woods as a relationship-driven advisor serving corporate clients, funds, and growth-stage companies across multiple sectors.
- Stifel Financial: Full-service middle-market investment bank and wealth manager with sector-focused advisory and capital raising. Comparable to Bradley Woods in middle-market orientation and sector-driven origination across healthcare and energy.
Direct peers
- Maxim Group:
- Oppenheimer & Co. Mid-sized U.S. investment bank offering M&A advisory, capital markets, and equity research to middle-market clients. Directly comparable to Bradley Woods given its boutique-style relationship model, sector research heritage, and middle-market deal focus.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat4 records
Key risks6 records
Key highlights7 records
Customer concentration
Bradley Woods & Co. social profiles
Digital presenceBradley Woods & Co. financial estimates
Financial estimateRevenue estimate
Valuation estimate
Bradley Woods & Co. leadership team
Management profileNumber of profiles
Profiles2 records
Bradley Woods & Co. funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Bradley Woods & Co. M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Bradley Woods & Co.
What does Bradley Woods & Co. do?
Bradley Woods & Co. is a boutique investment banking firm providing corporate finance, advisory, and consulting services to small-to-middle market companies and investment funds. Its core services include capital raising (equity, debt, convertible securities), valuation, investor targeting, M&A advisory, and bespoke consultations for clients preparing to approach investors.
Is Bradley Woods & Co. a public or private company?
Bradley Woods & Co. is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Bradley Woods & Co. founded?
Bradley Woods & Co. was founded in 1970. It employs 11 to 50 people.
Where is Bradley Woods & Co. based?
Bradley Woods & Co. is headquartered in New York, United States, in the North America region.
How does Bradley Woods & Co. make money?
Three revenue lines are on record. Corporate Finance Activities are the primary driver. The others are advisory Services and consultations & Counsel.
Who are Bradley Woods & Co.'s main competitors?
Broad incumbents on record are Piper Sandler, Houlihan Lokey and Stifel Financial. Direct peers are Maxim Group and Oppenheimer & Co..
Does Bradley Woods & Co. have an API?
No public API is recorded for Bradley Woods & Co..
What industry is Bradley Woods & Co. in?
Bradley Woods & Co.'s product category is Boutique Investment Banking. Its primary akta.pro industry code is FSAEAGAE, Corporate Finance Advisory (Strategic Finance, Capital Structure & Recaps), with a secondary code of FSAEAGAB, Buy-Side M&A Advisory. Its NAICS code is 523 and its SIC code is 6211.