Thompson Wealth Management
Thompson Wealth Management was a Scottsdale, Arizona-based independent RIA founded in 2010, serving federal employees with retirement, investment, tax, and estate planning. The firm managed over $300M in AUM before being acquired by EP Wealth Advisors in February 2024.
- Company typePrivate
- Founded2010
- HeadquartersScottsdale, United States
- Headcount1–10
- GTM typeB2C
- OfferingServices
What Thompson Wealth Management does
Thompson Wealth Management was a Scottsdale, Arizona-based independent Registered Investment Advisor founded in 2010 by Neal Thompson. The firm specialized in wealth management and financial planning for federal employees, with deep expertise in federal retirement systems, FERS benefits optimization, TSP management, and the unique financial planning needs of federal workers. Its service offering spanned eight integrated product lines: financial planning, investment management, retirement planning, estate planning, tax planning, family office services, divorce financial planning, and business planning. The firm operated with a six-person team and managed more than $300 million in client assets, generating revenue primarily through recurring AUM-based fees on its wealth management and financial planning services. Distribution was relationship-led, growing principally through referrals from existing clients and professional networks within the federal employee community, and the firm was recognized as one of the Top 100 Financial Advisors in the US for 2025.
On February 20, 2024, Thompson Wealth was acquired by EP Wealth Advisors, a larger RIA aggregator managing over $42.2 billion in total assets across 66 offices in 23 states. The founder and his six-person team joined EP Wealth's Arizona operations, and Thompson's clients gained access to EP Wealth's full suite of services including family office, expanded investment capabilities, and a broader geographic footprint. Financial and legal terms of the transaction were not disclosed. Post-acquisition, Thompson Wealth operates as part of EP Wealth's unified advisory platform under the parent brand.
Thompson Wealth Management firmographics
Firmographics- Name
- Thompson Wealth Management
- Legal name
- Thompson Wealth Management
- Website
- https://twmplan.com
- Company type
- Private
- Founded year
- 2010
- Operating status
- Acquired
- Headcount range
- 1–10 employees
- Short description
- Thompson Wealth Management was a Scottsdale, Arizona-based independent RIA founded in 2010, serving federal employees with retirement, investment, tax, and estate planning. The firm managed over $300M in AUM before being acquired by EP Wealth Advisors in February 2024.
- Ownership category
- akta.pro rank
Thompson Wealth Management industry classification
Industry- Product category
- Wealth Management
- NAICS
- Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394)
- SIC
- Investment Advice (6282)
- akta.pro primary industry
- Advisory Portfolio Management (Non-Discretionary) (FSAAABAD)
Keywords
Where Thompson Wealth Management is headquartered
LocationHeadquarters
- HQ city
- Scottsdale
- HQ country
- United States
- HQ region
- North America
Offices2 records
Markets served
Thompson Wealth Management business model
Business model- GTM type
- B2C
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D
Revenue model
- Wealth Management Services: Thompson Wealth Management generated revenue through fee-based wealth management and financial planning services, primarily charging based on assets under management (AUM). The firm specialized in serving federal employees with comprehensive financial planning including retirement planning, investment management, tax planning, and estate planning.
Go-to-market motion1 record
Distribution channels1 record
Marketing channels2 records
Thompson Wealth Management product offering
Product offeringCore offering
Thompson Wealth Management is a private registered investment advisory firm that provides personalized financial planning and investment management services. The firm specializes in serving federal employees with comprehensive wealth management including retirement planning, FERS benefits optimization, TSP management, investment management, tax planning, and estate planning. Following its February 2024 acquisition by EP Wealth Advisors, the firm operates as part of EP Wealth's Arizona operations.
Product overview
Thompson Wealth Management, acquired by EP Wealth Advisors in February 2024, operates as part of EP Wealth's unified financial advisory platform. The firm offers a comprehensive suite of wealth management services organized around eight core offerings: Financial Planning, Investment Management, Retirement Planning, Estate Planning, Tax Planning, Family Office Services, Divorce Financial Planning, and Business Planning. These services work together as an integrated financial advisory solution, with Financial Planning serving as the primary planning-first approach that coordinates with investment management and specialized services to address clients' complete financial needs.
Differentiator
Problem solved
Functional benefit
Products and services
- Financial Planning Comprehensive financial planning services including Financial Health Assessment, Life Transition Planning, Fiduciary Services, Asset Allocation, Equity Investments, Executive Compensation, and Special Needs Financial Planning for individual clients.
- Investment Management Portfolio management and investment analysis services including Portfolio Review, Capital Gains Tax Management, and Withdrawal Advice for individual clients.
- Retirement Planning Retirement planning services covering Defined Contribution Plans, 403(b) Plans, IRAs, 401(k) Plans, Retirement Income Planning, and Pre-retirement Checklist Planning.
- Estate Planning Estate planning services including Charitable Giving, Real Estate Transfer, Living Will, Revocable Living Trust, Power of Attorney, Certificate of Trust, Pour-Over Wills, and Charitable Remainder Trusts.
- Tax Planning Tax planning services including Tax Loss Harvesting to minimize tax liability for individual clients.
- Family Office Services Comprehensive family office services designed for high-net-worth individuals and families.
- Divorce Financial Planning Specialized financial planning for divorce situations covering Pre-Divorce Budgeting, Post-Divorce Budgeting, Spousal Maintenance Payments, Tax Implications, Spousal Benefits, Primary Residence, Inheritance and Beneficiaries, Child Support, and Asset Division.
- Business Planning Business planning services including Debt Analysis, Risk Management, Buy-Sell Agreements, Real Estate Analysis, Business Transition and Succession, and Real Estate Investing.
Companies that use Thompson Wealth Management
Customer profileNamed customers1 record
Segments1 record
Ideal customer profiles1 record
Thompson Wealth Management technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Thompson Wealth Management partnerships and signals
Strategic signalPartnerships
One partnership is on record.
- EP Wealth AdvisorsflagshipThompson Wealth Management partnered with EP Wealth Advisors in February 2026, bringing over $300 million in assets under management to the firm. Thompson Wealth, founded in 2010 and recognized as a Top 100 Financial Advisor in the US for 2025, will join EP Wealth's Arizona operations with its six-person team. This marked EP Wealth's third partnership of 2026, with financial and legal terms remaining undisclosed. The partnership provides Thompson's clients access to EP Wealth's full suite of services including family office services, expanded investment capabilities, and broader geographic reach across 66 offices in 23 states.
Scale indicators4 records
Recent moves5 records
Expansion highlights4 records
Thompson Wealth Management competitors and assessment
Company assessmentBroad incumbents
- Mercer Advisors: National RIA offering comprehensive wealth management, retirement planning, and investment services to high-net-worth individuals. Overlaps in retirement and federal employee planning capabilities.
- Carson Group: Large RIA and coaching platform serving advisors and clients with comprehensive financial planning including retirement and investment services. Broadly comparable wealth management services with federal employee client overlap.
- Focus Financial Partners: Partnership of independent wealth management firms including practices serving federal employees. Comparable as an RIA aggregator with overlapping client segments and acquisition-driven growth.
- Wealth Enhancement Group: Large independent RIA platform that acquires advisory firms including those serving specialized client segments. Comparable to EP Wealth as a platform acquirer and broader wealth management provider.
- Creative Planning: Large national RIA offering comprehensive wealth management to high-net-worth individuals including federal employees. Overlaps in services but operates at much greater scale and breadth.
Direct peers
- Government Employee Benefits Association (GEBA): Provides financial planning, retirement, and investment services tailored specifically to federal and government employees. Directly competes in the same federal employee advisory niche.
- MCS Investment Group: Wealth management firm with a strong focus on federal employees and their unique retirement planning needs. Comparable specialization and client base.
- GP Wealth Solutions: Financial advisory firm specializing in serving government and federal employees with comprehensive financial planning. Overlapping niche and service model.
- Plan Wealth Management: Independent RIA serving federal employees with retirement planning, TSP management, and comprehensive financial advisory services. Directly comparable in segment and service offerings.
- Sheridan Wealth Management: Specializes exclusively in financial planning and wealth management for federal employees, including FERS, TSP, and federal benefits optimization. Closely comparable niche focus and service model.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat3 records
Key risks5 records
Key highlights6 records
Customer concentration
Thompson Wealth Management social profiles
Digital presenceThompson Wealth Management financial estimates
Financial estimateRevenue estimate
Valuation estimate
Thompson Wealth Management leadership team
Management profileNumber of profiles
Profiles3 records
Thompson Wealth Management funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Thompson Wealth Management M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Thompson Wealth Management
What does Thompson Wealth Management do?
Thompson Wealth Management is a private registered investment advisory firm that provides personalized financial planning and investment management services. The firm specializes in serving federal employees with comprehensive wealth management including retirement planning, FERS benefits optimization, TSP management, investment management, tax planning, and estate planning. Following its February 2024 acquisition by EP Wealth Advisors, the firm operates as part of EP Wealth's Arizona operations.
Is Thompson Wealth Management a public or private company?
Thompson Wealth Management is a private company. It is classified as founder individual operated bootstrapped and is currently acquired.
When was Thompson Wealth Management founded?
Thompson Wealth Management was founded in 2010. It employs 1 to 10 people.
Where is Thompson Wealth Management based?
Thompson Wealth Management is headquartered in Scottsdale, United States, in the North America region.
How does Thompson Wealth Management make money?
One revenue line is on record: wealth Management Services.
Who are Thompson Wealth Management's main competitors?
Broad incumbents on record are Mercer Advisors, Carson Group, Focus Financial Partners, Wealth Enhancement Group and Creative Planning. Direct peers are Government Employee Benefits Association (GEBA), MCS Investment Group, GP Wealth Solutions, Plan Wealth Management and Sheridan Wealth Management.
Does Thompson Wealth Management have an API?
No public API is recorded for Thompson Wealth Management.
What industry is Thompson Wealth Management in?
Thompson Wealth Management's product category is Wealth Management. Its primary akta.pro industry code is FSAAABAD, Advisory Portfolio Management (Non-Discretionary). Its NAICS code is 523940 and its SIC code is 6282.