Semi+Cap Equity Partners
Semi+Cap Equity Partners is a San Francisco-based boutique investment bank founded in 2019 that advises Applied Industrial Technology issuers—semiconductors, enterprise software, hardware electronics, and emerging technologies—on M&A, capital raising, equity capital markets, and research, led by founder Douglas Rogers.
- Company typePrivate
- Founded2019
- HeadquartersSan Francisco, United States
- Headcount1–10
- GTM typeB2B
- OfferingServices
What Semi+Cap Equity Partners does
Semi+Cap Equity Partners, LLC (also branded as S.C.E. Partners) is a privately held, San Francisco-based boutique investment banking firm founded in 2019 by Douglas Rogers, a senior banker with 25+ years of experience and a previously founded equity research and fractional CFO practice. The firm focuses exclusively on Applied Industrial Technology issuers, with named coverage verticals in semiconductors, enterprise software, technology hardware electronics, and emerging technologies, serving both public and private corporate issuers of all sizes.
The firm operates four integrated service lines: Corporate Finance (CIB) covering capital raising, deal structuring, and investor introductions; M&A Advisory (FA) including fairness opinions, valuation, and board-level advisory; Capital Markets (ECM) for equity-linked issuance consultation and non-deal roadshow access; and Research (CR) producing coverage landscape maps and fundamental analysis on tracked companies. There is no proprietary technology platform; the business runs on traditional investment banking workflows augmented by an internal fundamental data and qualitative insights database built through senior management relationships. Securities are offered through a partnership with Pickwick Capital Partners (FINRA/SIPC), under which Semi+Cap provides advisory and Pickwick provides the regulated broker-dealer interface.
The revenue model is professional services: success-based advisory fees, retainers, and capital markets execution fees tied to closed transactions and equity issuances. The firm operates with five personnel—the founder, three analyst interns, and a recent Tech & Data Science graduate—conducting direct enterprise field sales through senior management and board relationships, supplemented by a LinkedIn presence and downloadable Research content for top-of-funnel development. Pricing is quote-based and not publicly disclosed, and the firm does not publish financial results.
Semi+Cap Equity Partners firmographics
Firmographics- Name
- Semi+Cap Equity Partners
- Legal name
- Semi+Cap Equity Partners, LLC.
- Website
- https://semicap-equities.com
- Company type
- Private
- Founded year
- 2019
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- Semi+Cap Equity Partners is a San Francisco-based boutique investment bank founded in 2019 that advises Applied Industrial Technology issuers—semiconductors, enterprise software, hardware electronics, and emerging technologies—on M&A, capital raising, equity capital markets, and research, led by founder Douglas Rogers.
- Ownership category
- akta.pro rank
Semi+Cap Equity Partners industry classification
Industry- Product category
- Investment Banking
- NAICS
- Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523), Securities and Commodity Contracts Intermediation and Brokerage (5231)
- SIC
- Security Brokers, Dealers & Flotation Companies (6211), Investment Advice (6282)
- akta.pro primary industry
- Fairness Opinions & Independent Board Advice (FSAEAGAF)
- akta.pro secondary industry
- Equity Capital Advisory (Private Equity Placements, Growth Capital) (BPAHAOAE)
Keywords
Where Semi+Cap Equity Partners is headquartered
LocationHeadquarters
- HQ city
- San Francisco
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Semi+Cap Equity Partners business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D, Others
Revenue model
- Investment Banking Advisory Fees: Financial advisory fees for M&A transactions, including fairness opinions, valuation, and strategic advisory services. Revenue generated through success fees and retainer arrangements.
- Capital Raising & Deal Structuring: Capital raising services including capital market execution advisory, test-the-waters investor introductions, and deal structuring for corporate finance transactions.
- Equity Capital Markets: ECM issuer solutions including equity-linked issuance consultation, deal structuring, and corporate access through non-deal roadshows with institutional investors.
Go-to-market motion1 record
Distribution channels1 record
Marketing channels2 records
Semi+Cap Equity Partners product offering
Product offeringCore offering
Semi+Cap Equity Partners is a boutique investment banking and financial advisory firm providing corporate finance, M&A advisory, capital markets execution, and equity research services to public and private issuers in the Applied Industrial Technology sectors — primarily semiconductors, enterprise software, and technology hardware electronics. Services span capital raising, deal structuring, fairness opinions, valuation, equity-linked issuance consultation, non-deal roadshows, and fundamental coverage research.
Product overview
Semi+Cap Equity Partners is an investment banking and financial advisory firm offering a unified suite of services for Applied Industrial Technology companies in semiconductors, enterprise software, and technology hardware sectors. The firm provides four integrated service lines: Corporate Finance (CIB) for capital raising and deal structuring; M&A Advisory (FA) for mergers, acquisitions, and fairness opinions; Capital Markets (ECM) for equity-linked products and institutional investor access; and Research (CR) for industry coverage mapping and fundamental analysis. These services are designed to work together to support clients from transaction ideation through execution.
Differentiator
Problem solved
Functional benefit
Products and services
- Corporate Finance (CIB)
Quantifiable outcome
- Nearly $600M in successful equity, debt and M&A transactions represented
Companies that use Semi+Cap Equity Partners
Customer profileSegments5 records
Ideal customer profiles1 record
Semi+Cap Equity Partners technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Semi+Cap Equity Partners partnerships and signals
Strategic signalScale indicators2 records
Recent moves6 records
Expansion highlights4 records
Semi+Cap Equity Partners competitors and assessment
Company assessmentEmerging players
- EF Hutton: Diversified broker-dealer and investment bank with technology and semiconductor capital markets coverage. Provides a comparable full-service boutique offering for growth and mid-market tech issuers.
- Benchmark Company: Boutique investment bank focused on technology and emerging growth companies, providing M&A and equity capital markets services. Comparable specialty boutique positioning, though broader sector focus.
- ThinkEquity LLC: Tech-focused boutique investment bank providing equity capital markets and advisory services to growth-stage technology companies. Similar boutique scale and tech-sector specialization.
Direct peers
- Northland Capital Markets: Tech-focused mid-market investment bank with equity research and capital markets services targeting technology, semiconductor, and growth sectors. Similar positioning to S.C.E.'s tech/semi niche.
- Roth Capital Partners: Small/mid-cap focused investment bank known for technology, semiconductor, and growth-company coverage. Directly comparable specialist boutique competing for the same client profile.
- Craig-Hallum Capital Group: Mid-market investment bank and research firm with strong technology and semiconductor franchise. Comparable in size, sector focus, and full-service model (CIB, FA, ECM, Research).
- Needham & Company: Established mid-market investment bank with a recognized dedicated semiconductor and technology coverage group. Direct competitor for M&A, equity capital markets, and research mandates in the same vertical.
Broad incumbents
- Oppenheimer & Co. Full-service broker-dealer with dedicated technology and semiconductor investment banking coverage. Competes for the same advisory and capital markets mandates at a larger scale.
- William Blair: Larger, established mid-market investment bank with a strong technology investment banking practice and broad equity capital markets capabilities. Larger competitor serving the same vertical end of the market.
- D.A. Davidson: Larger diversified mid-market investment bank with a meaningful technology investment banking practice covering semiconductors and enterprise software. Broader service portfolio and geographic reach than S.C.E.
Market position
Strengths4 records
Weaknesses5 records
Competitive moat4 records
Key risks6 records
Key highlights5 records
Customer concentration
Semi+Cap Equity Partners social profiles
Digital presenceSemi+Cap Equity Partners financial estimates
Financial estimateRevenue estimate
Valuation estimate
Semi+Cap Equity Partners leadership team
Management profileNumber of profiles
Profiles5 records
Semi+Cap Equity Partners funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Semi+Cap Equity Partners M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Semi+Cap Equity Partners
What does Semi+Cap Equity Partners do?
Semi+Cap Equity Partners is a boutique investment banking and financial advisory firm providing corporate finance, M&A advisory, capital markets execution, and equity research services to public and private issuers in the Applied Industrial Technology sectors — primarily semiconductors, enterprise software, and technology hardware electronics. Services span capital raising, deal structuring, fairness opinions, valuation, equity-linked issuance consultation, non-deal roadshows, and fundamental coverage research.
Is Semi+Cap Equity Partners a public or private company?
Semi+Cap Equity Partners is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Semi+Cap Equity Partners founded?
Semi+Cap Equity Partners was founded in 2019. It employs 1 to 10 people.
Where is Semi+Cap Equity Partners based?
Semi+Cap Equity Partners is headquartered in San Francisco, United States, in the North America region.
How does Semi+Cap Equity Partners make money?
Three revenue lines are on record. Investment Banking Advisory Fees are the primary driver. The others are capital Raising & Deal Structuring and equity Capital Markets.
Who are Semi+Cap Equity Partners's main competitors?
Emerging players on record are EF Hutton, Benchmark Company and ThinkEquity LLC. Direct peers are Northland Capital Markets, Roth Capital Partners, Craig-Hallum Capital Group and Needham & Company. Broad incumbents are Oppenheimer & Co., William Blair and D.A. Davidson.
Does Semi+Cap Equity Partners have an API?
No public API is recorded for Semi+Cap Equity Partners.
What industry is Semi+Cap Equity Partners in?
Semi+Cap Equity Partners's product category is Investment Banking. Its primary akta.pro industry code is FSAEAGAF, Fairness Opinions & Independent Board Advice, with a secondary code of BPAHAOAE, Equity Capital Advisory (Private Equity Placements, Growth Capital). Its NAICS code is 523 and its SIC code is 6211.