What Transformative Wealth Management does

Transformative Wealth Management is a privately held financial planning and wealth management firm founded in 2016 and headquartered in El Cerrito, California, with regional offices in Berkeley (regional HQ at 900 Colusa Avenue, Suite 201 at Solano) and Los Angeles (7474 North Figueroa Street). The firm focuses on socially responsible investing (SRI) and environmental, social, and governance (ESG) integration, and delivers its services through a core strategic partnership with Mason & Associates Inc., a California-registered investment adviser (RIA) that operates as the underlying advisory entity. The relationship is structured so that Transformative Wealth Management functions as the commercial brand while Mason & Associates provides the operational investment advisory infrastructure.

The core product is SRI/ESG Investing, which combines negative screening (excluding sectors such as tobacco, weapons, and fossil fuels) with positive screening (favoring renewable energy leaders, diverse leadership, low-carbon companies, and strong governance), ESG integration into traditional financial analysis, an Active Ownership & Engagement program using proxy voting and shareholder advocacy, and impact measurement and reporting aligned to frameworks such as the UN Sustainable Development Goals. Supporting services include Investment Management, Wealth Planning, Family Office Services (tax, estate, philanthropy advisory), and access to alternative impact investments targeting sustainability, community development, and social justice. Client-facing tools include a Risk Questionnaire, a Client Questionnaire, an account access portal, and a Weekly Market Update newsletter. The firm displays professional credentials (CFP, CFA, AIF, Enrolled Agent) and memberships (FPA, NAPFA, NAEPC, US SIF) to establish credibility.

The firm generates revenue through investment advisory fees—most likely AUM-based, consistent with standard RIA pricing—delivered via direct, relationship-based advisory consultations at its two California offices. The go-to-market is sales-led and content-driven: an educational website (articles, calculators, videos), a weekly market newsletter, and online questionnaires are used to attract and qualify prospects before converting them into advisory engagements. Customer segments are values-driven individual investors, high-net-worth family office clients (both flagged primary), and retirement planning clients. Firm size is small (1-10 employees), there is no venture capital or institutional investor ownership disclosed, and the firm is privately held with no ticker or public filings.

Name

Transformative Wealth Management

Legal name

Mason & Associates Inc.

Website

https://transformativewealthmgt.com

Company type

Private

Founded year

2016

Operating status

Operating

Headcount range

1–10 employees

Short description

Transformative Wealth Management is a privately held California wealth management firm that delivers SRI/ESG investment advisory services to high-net-worth individuals and family offices, operating through a core partnership with Mason & Associates Inc.

Ownership category

akta.pro rank

Product category

Wealth Management

NAICS

Portfolio Management and Investment Advice (523940), Trust, Fiduciary, and Custody Activities (523991)

SIC

Investment Advice (6282)

akta.pro primary industry

Values-Based/ESG & Impact-Focused RIAs (FSAAACAK)

akta.pro secondary industry

Family Wealth & Multi-Generational Planning RIAs (HNW/UHNW-lite) (FSAAACAH)

Keywords

• ESG investment management
• SRI portfolio advisory
• Wealth planning services
• Family office services
• Impact investing advisory

Headquarters

HQ city

El Cerrito

HQ country

United States

HQ region

North America

Offices2 records

Markets served

GTM type

B2C

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure

Revenue model

1. Investment Advisory & Management Fees: Transformative Wealth Management generates revenue through investment advisory services delivered via the Mason & Associates partnership. Fees are likely structured as AUM-based advisory fees typical of wealth management firms, where clients pay for portfolio management and financial planning services aligned with SRI/ESG principles.

Pricing tiers

Go-to-market motion1 record

Distribution channels1 record

Marketing channels4 records

Core offering

Transformative Wealth Management provides SRI/ESG-integrated investment management, wealth planning, and family office services through its partnership with Mason & Associates Inc. The firm manages client portfolios using a methodology that combines negative and positive ESG screening with traditional financial analysis, and offers access to alternative impact investments aligned with sustainability, community development, and social justice initiatives. Services are delivered via personalized advisory consultations to individuals and families seeking values-aligned wealth management.

Product overview

Transformative Wealth Management offers a comprehensive wealth management platform focused on SRI/ESG investing through its partnership with Mason & Associates. The core product is SRI/ESG Investing, which integrates environmental, social, and governance criteria into investment strategies alongside traditional financial analysis. Supporting services include Investment Management, Wealth Planning, and Family Office Services. The offering provides access to alternative investments targeting sustainability and social impact outcomes. Client-facing tools include Risk Questionnaire, Client Questionnaire, Account Access portal, and Weekly Market Update. The portfolio spans advisory services, investment products, and client engagement tools, unified by a commitment to aligning financial returns with measurable environmental and social impact.

Differentiator

Problem solved

Functional benefit

Products and services

• SRI / ESG Investing Investment approach that integrates Environmental, Social, and Governance criteria into portfolio construction, using both negative screening (excluding industries like tobacco, weapons, fossil fuels) and positive screening (favoring companies with strong ESG practices) to align investments with client values while pursuing competitive returns. Delivered via the Mason & Associates partnership.
• Investment Management Professional management of investment portfolios using rigorous financial analysis combined with ESG insights to achieve client financial goals. For values-driven individual and family clients.
• Wealth Planning Comprehensive financial planning services to help clients organize and optimize their financial resources across short-term and long-term time horizons. Targeted at individuals and families seeking holistic wealth planning.
• Family Office Services Integrated financial services for high-net-worth families including investment management, tax planning, estate planning, and philanthropy advisory. Targets high-net-worth families and family offices seeking comprehensive ESG-integrated wealth management.
• Alternative Impact Investments Access to innovative alternative investments designed to generate targeted impact supporting sustainability, community development, and social justice initiatives beyond traditional stocks and bonds. For clients seeking targeted impact exposure.

Quantifiable outcome

• Companies with strong ESG characteristics may demonstrate comparable or improved risk-adjusted performance across market cycles

Segments3 records

Ideal customer profiles3 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Feature4 records

Partnerships

One partnership is on record.

• Mason & AssociatescoreStrategic or Co-development PartnerTransformative Wealth Management partners with Mason & Associates to deliver SRI/ESG investing services. Mason & Associates provides extensive expertise in integrating ESG criteria into investment strategies, helping ensure client portfolios align with both financial goals and personal values. Through this partnership, clients gain access to innovative alternative investments designed to generate targeted impact supporting sustainability, community development, and social justice initiatives. Mason & Associates serves as the primary operational and advisory entity, with Transformative Wealth Management featuring their services.

Scale indicators1 record

Recent moves6 records

Expansion highlights4 records

Emerging players

• OpenInvest: ESG and impact investing platform serving advisors and their HNW clients with customizable values-aligned portfolios — comparable ESG mandate, differentiated by tech-platform delivery rather than traditional RIA relationship model.
• Ethic: Tech-driven ESG wealth platform enabling advisors to deliver personalized sustainable portfolios — comparable in values-driven mandate but differentiated by a technology-first, B2B-advisor distribution model.
• Calvert Impact Capital: Impact-investing firm providing community-development fixed-income and ESG investments — comparable in mission and impact-measurement discipline, particularly the alternative-impact angle of Transformative Wealth Management's offering.

Direct peers

• Saturna Capital: Manager of sustainable/ESG mutual funds (e.g., Amana Funds) with values-based screens — comparable in long-standing commitment to SRI investing though distributed primarily through fund vehicles rather than direct advisory mandates.
• Aspiration: Values-driven investing platform offering sustainable portfolios, fossil-fuel-free screening and impact features to retail and HNW clients — comparable ESG positioning with a more digital delivery model.
• Newday.Finance: Sustainable/ESG investing advisor serving individuals and families seeking values-aligned portfolios — directly comparable client segment and product offering to Transformative Wealth Management.
• GreenAlpha Advisors: Small ESG-focused RIA building portfolios around sustainability themes for individual and family clients — comparable in size, business model (AUM-based fees) and values-driven proposition.
• Boston Common Asset Management: Independent ESG investment manager focused on active ownership, engagement and impact investing for institutions and HNW clients — closely aligned with Transformative Wealth Management's active-ownership and SDG-mapped framework.
• Walden Asset Management: Boston Common-affiliated ESG equity manager for institutions and HNW families with active engagement and proxy voting — comparable in its dedicated SRI/ESG focus and active-ownership orientation to Transformative Wealth Management.
• Trillium Asset Management: Boston-based ESG/sustainability-focused registered investment adviser serving institutional and HNW clients with values-aligned strategies — directly comparable to Transformative Wealth Management in mandate type, client profile and ESG integration depth.

Market position

Weaknesses4 records

Competitive moat4 records

Key risks5 records

Customer concentration

• Facebookfacebook.com/Transformative-Wealth-Management-LLC-100064201741687
• LinkedInlinkedin.com/company/transformative-wealth-management-llc

Revenue estimate

Valuation estimate

Number of profiles

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about Transformative Wealth Management