Capital Engine
Capital Engine is a private capital markets infrastructure fintech providing a white-label platform for capital formation, investor management, and compliance, serving broker-dealers, fund managers, and family offices across primary issuance and secondary trading.
- Company typePrivate
- Founded2018
- HeadquartersNew York, United States
- Headcount11–50
- GTM typeB2B
- OfferingSoftware
What Capital Engine does
Capital Engine is a private capital markets infrastructure fintech founded in 2018 and headquartered in Stamford, Connecticut, operating a cloud-based white-label platform that supports the full private-markets investment lifecycle from capital formation through secondary liquidity. The platform serves broker-dealers, investment banks, fund managers, RIAs, family offices, and real estate sponsors, and is structured around six integrated modules: Capital Formation (Reg D, Reg A+, Reg CF, Reg S, Rule 147, GP/LP SPVs, DST/1031), BD Execution (via the FINRA/SIPC-registered Mallory Capital Group subsidiary), a Compliance Stack (KYC/AML via Trulioo, accreditation, OFAC, e-signature via DocuSign), a White-Label Platform module, an Investor Management module (cap table, VDR, reporting), and a Secondary & Liquidity module on an ATS roadmap. Pre-built integrations ship on day one to Stripe, Plaid, Trulioo, HubSpot, Twilio, MetaMask, North Capital, SendGrid, and self-directed IRA custodians (Alto IRA, Equity Trust), and AI-driven functionality is delivered primarily via a March 2026 partnership with DealWire for autonomous deal flow scoring and investor analytics across 150+ countries and 60+ languages.
Capital Engine firmographics
Firmographics- Name
- Capital Engine
- Legal name
- Capital Engine Inc.
- Website
- https://capitalengine.io
- Company type
- Private
- Founded year
- 2018
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- Capital Engine is a private capital markets infrastructure fintech providing a white-label platform for capital formation, investor management, and compliance, serving broker-dealers, fund managers, and family offices across primary issuance and secondary trading.
- Ownership category
- akta.pro rank
Capital Engine industry classification
Industry- Product category
- Private Capital Markets Infrastructure
- NAICS
- Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523), Portfolio Management and Investment Advice (523940), Other Financial Investment Activities (5239), Portfolio Management and Investment Advice (52394), Other Investment Pools and Funds (5259)
- SIC
- Security Brokers, Dealers & Flotation Companies (6211), Investment Advice (6282), Security & Commodity Brokers, Dealers, Exchanges & Services (6200)
- akta.pro primary industry
- Institutional Capital Introduction (LP/Family Office/Endowment Matching) (FSAEALAI)
- akta.pro secondary industries
- Equity Capital Introduction & Prime Services (FSACAFAK), Equity Prime Brokerage (Custody, Financing & Services) (FSACAFAB), Capital Markets Advisory (Equity Placement, JV & Recapitalization) (BPAJABAL)
Keywords
Where Capital Engine is headquartered
LocationHeadquarters
- HQ city
- New York
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Capital Engine business model
Business model- GTM type
- B2B
- Offering type
- Software
- Cost components
- Technology or R&D, Personnel, Marketing or Sales, Operations, Infrastructure, Others
Revenue model
- SaaS Subscription Fees: Monthly SaaS fees charged to broker-dealers, fund managers, and other white-label partners for platform access. Current ARR is approximately $600K with a transition underway toward transaction-fee model.
- Transaction / Take Rate Fees: 1-5% transaction fee embedded in capital raises executed through Mallory Capital Group, the FINRA-registered broker-dealer subsidiary. The platform is transitioning from SaaS-only to a SaaS-plus-transaction model as deal volume scales. Example from Accretiv USA deployment: 1% transaction fee plus monthly SaaS.
- Mallory Capital Group Broker-Dealer Services: Mallory Capital Group, the FINRA-registered broker-dealer subsidiary, generates revenue through private placement agent fees, syndication fees, and advisory services on capital raises. Over $10 billion has been historically raised through Mallory's placement activities.
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Hybrid | Monthly | SaaS + Transaction Hybrid — Accretiv USA Deployment |
| Subscription | Multi-year contract | Enterprise White-Label — Broker-Dealers & Fund Managers |
Go-to-market motion3 records
Distribution channels5 records
Marketing channels6 records
Capital Engine product offering
Product offeringCore offering
Capital Engine provides a cloud-based, white-label private capital markets infrastructure platform that supports the full investment lifecycle — from capital formation (Reg D, Reg A+, Reg CF, Reg S, Rule 147, SPVs, tokenized assets) through secondary liquidity — for broker-dealers, placement agents, fund managers, investment banks, and family offices. The platform integrates regulatory compliance (KYC/AML, accreditation verification, OFAC screening), investor management, deal execution, and payment processing, and is backed by Mallory Capital Group, a FINRA-registered broker-dealer subsidiary.
Product overview
Capital Engine is a financial technology company providing scalable private capital market infrastructure and investor management solutions. The platform operates as a white-label system with six integrated modules: Capital Formation (CF) for primary issuances across multiple regulations, BD Execution via Mallory Capital Group for FINRA-compliant syndication and placement, a Compliance Stack (KY) for automated KYC/AML and accreditation, a White-Label Platform (WL) for branded deployment, an Investor Management Module (IM) for cap tables and reporting, and a Secondary & Liquidity Module (SL) with ATS roadmap. The ecosystem includes the Capital Engine Marketplace for investor deal discovery, Reg A+ capabilities for retail capital raises, and strategic partnerships with Regiment Securities for co-syndication, DealWire for AI-driven deal intelligence, and USA REIT Markets for tokenization.
Differentiator
Problem solved
Functional benefit
Products and services
- Capital Engine Platform White-label fintech infrastructure platform providing end-to-end private capital and investor management solutions for broker-dealers, investment banks, family offices, wealth managers, real estate funds, and investment platforms. Supports multiple US securities regulations including Reg D, Reg A+, Reg CF, Reg S, Rule 147, private placements, GP/LP structures, SPVs, and real estate funds.
- Capital Engine Marketplace Online alternative investment marketplace where investors can browse and access curated private-market investment opportunities including real estate, biotech, and funds with transparent insights and real-time activity tracking.
- BD Hub (Broker-Dealer Hub) White-label broker-dealer infrastructure solution offering a regulatory-compliant branded environment, built-in compliance automation, and access to a growing network of broker-dealers, RIAs, and family offices sharing deal flow and co-syndication revenue.
- Reg A+ Platform Solution Technology and expertise enabling companies to raise up to $75 million from both accredited and non-accredited investors under Regulation A+ Tier 2, including digital platform setup, investor onboarding, payment processing, and white-label branded portal.
- Mallory Capital Group Services Comprehensive private placement agent services from a FINRA-registered broker-dealer subsidiary (founded 1995, $10B+ historically raised), including early-stage strategic advice, document preparation, marketing materials review, target market analysis, investor prospecting, road show management, due diligence, and terms negotiation across real estate, distressed securities, buyouts, energy, and residential real estate sectors.
- Regiment Securities Marketplace (RegimentXpress) White-label private investment marketplace operated by Regiment Securities and powered by Capital Engine, providing accredited investors with VIP access to off-market deals across multiple asset classes, with robust investor onboarding, deal tracking, and compliance management.
Quantifiable outcome
- $750M+ in processed transactions on the platform
- +3 more outcomes
Companies that use Capital Engine
Customer profileNamed customers9 records
Segments6 records
Ideal customer profiles5 records
Capital Engine technology and API
TechnologyTechnology focussed Yes
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Integration23 records
AI capability5 records
Feature6 records
Capital Engine partnerships and signals
Strategic signalPartnerships
Nine partnerships are on record, tiered core, flagship, active and supporting.
- DealWirecoreDealWire and Capital Engine announced a strategic partnership to provide real-time private markets data and intelligence, integrating DealWire's autonomous AI agents with Capital Engine's investment banking technology. The collaboration creates a unified ecosystem for tracking private equity, venture capital, and private credit across 150+ countries in 60+ languages. The partnership aims to shift the industry from viewing public and private markets as separate silos toward a unified ecosystem based on asset types across the entire capital spectrum.
- DealWirecoreDealWire and Capital Engine integrated their AI and financial technologies to enhance asset allocation and transparency in global private capital markets. DealWire's autonomous AI agents are combined with Capital Engine's investment banking technology to create a unified ecosystem for tracking private equity, venture capital, and private credit across 150+ countries in 60+ languages. AI-driven deal flow scoring and investor analytics are integrated into the Capital Engine ecosystem.
- Regiment SecuritiesflagshipCapital Engine announced a strategic alliance with Regiment Securities, a FINRA-registered financial services firm, to enable co-syndication of private investment opportunities across both firms' curated investor networks. The partnership combines Capital Engine's digital marketplace technology (supporting over $700M in processed transactions) with Regiment's expertise in investment syndication and its network of sophisticated investors. Regiment Securities operates RegimentXpress, a white-label private investment marketplace powered by Capital Engine, providing accredited investors with VIP access to off-market deals across multiple asset classes.
- Regiment SecuritiesflagshipStrategic alliance between Capital Engine and Regiment Securities for co-syndication of private investment opportunities. Regiment Securities is a FINRA-registered financial services firm leveraging Capital Engine's white-label marketplace technology. The alliance reflects growing demand for technology-enabled private-market infrastructure driven by regulatory evolution and increasing institutional allocations to alternative assets. Regiment Securities is the first live proof of the co-syndication network in operation.
- Mallory Capital GroupcoreCapital Engine received FINRA approval for its acquisition of Mallory Capital Group, a registered broker-dealer. The acquisition enhances Capital Engine's private markets infrastructure and broker-dealer services, including private placements, investor networks, and regulatory handling. Mallory Capital Group is a wholly owned subsidiary of Capital Engine Inc., a SEC-registered broker-dealer and member FINRA/SIPC. Mallory has over $10 billion raised historically and 80+ years of combined experience as a private securities placement agent.
- USA REIT MarketsactiveUSA REIT Markets is a next-generation marketplace for Reg A+, tokenized assets, and secondary trading in real estate — operating as a strategic alliance with Capital Engine. COO Laura Pamatian leads operations. USA REIT Markets leverages Capital Engine's infrastructure to enable retail access to tokenized real estate via Reg A+, 1031 exchange, and regulated secondary trading.
- North Capital Private Securities (NCPS) / North Capital Investment Technology (NCIT)supportingNorth Capital Private Securities and North Capital Investment Technology are used for payment processing, EFT processing, and securities transaction facilitation. Capital Engine shares identity, bank account data, and credit card account data with NCPS and NCIT for the purpose of processing electronic funds transfers and enabling investment transactions.
- DocuSign, Plaid, Stripe, Trulioo, HubSpot (Pre-built Integrations)supportingCapital Engine's platform includes pre-built integrations with DocuSign (e-signatures), Plaid (bank account verification), Stripe (payment processing), Trulioo (identity verification/global KYC in 100+ countries), HubSpot (CRM), Twilio (communications), Metamask (digital wallet for tokenized assets), and others. These integrations are live on day one for white-label deployments.
- Alto IRA, Equity Trust (Self-Directed IRA Providers)supportingCapital Engine integrates with Alto IRA and Equity Trust to enable self-directed IRA investors to participate in private market offerings on the platform, expanding the eligible investor base.
Scale indicators10 records
Recent moves6 records
Expansion highlights5 records
Capital Engine competitors and assessment
Company assessmentDirect peers
- Carta: Carta is a leading private market infrastructure platform offering cap table management, investor management, private liquidity, and capital raising tools. It directly competes with Capital Engine across equity management and private market execution, and is one of the most well-capitalized players in the space.
- Juniper Square: Juniper Square provides investor management, fund administration, and capital raising infrastructure specifically for real estate and private equity fund sponsors. It competes directly with Capital Engine's real estate fund sponsor and LP management use cases.
- AngelList: AngelList operates a private market platform for venture fund formation, deal syndication, and LP management. Its Roll Up Vehicles, syndicates, and fund management offerings are directly comparable to Capital Engine's SPV, syndication, and investor management modules.
- Republic: Republic is a private market platform offering Reg A+, Reg CF, and Reg D offerings alongside a secondary trading venue. It competes directly with Capital Engine's primary issuance, marketplace, and (planned) ATS functionality, and serves similar issuer and investor audiences.
- StartEngine: StartEngine is a leading equity crowdfunding platform focused on Reg A+ and Reg CF offerings. It overlaps directly with Capital Engine's Reg A+ and Reg CF module and serves a similar retail-accredited investor base.
- Wefunder: Wefunder is a Regulation Crowdfunding and Reg A+ platform enabling retail and accredited investors to access private offerings. It directly overlaps with Capital Engine's Reg A+ and Reg CF capabilities and serves a similar SMB issuer base.
- EquityMultiple: EquityMultiple is a real estate private capital platform facilitating debt and equity raises from individual accredited investors. It competes directly with Capital Engine's real estate fund and CRE Income Fund-style offerings.
Broad incumbents
- iCapital Network: iCapital is a large, well-capitalized platform powering access to private market funds for advisors, wealth managers, and asset managers. It is a broad incumbent with overlapping capabilities in fund distribution, LP onboarding, and capital introduction that compete with Capital Engine's marketplace and white-label offerings.
Emerging players
- Forge (Forge Global): Forge operates a private share trading marketplace providing secondary liquidity for private company shares. It overlaps with Capital Engine's planned ATS secondary trading module and competes for issuer interest in providing liquidity to investors.
- Alto (formerly AltoIRA): Alto is a self-directed IRA platform enabling alternative asset investment via retirement accounts. It is both a partner of Capital Engine and a competitor for alternative-asset investor access, especially for IRA-eligible private placements.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat6 records
Key risks6 records
Key highlights7 records
Customer concentration
Capital Engine social profiles
Digital presenceCapital Engine compliance and trust
Trust signalCompliance10 records
Capital Engine financial estimates
Financial estimateRevenue estimate
Valuation estimate
Capital Engine leadership team
Management profileNumber of profiles
Profiles6 records
Capital Engine subsidiaries and ownership
Company hierarchySubsidiaries1 record
Capital Engine funding detail
Funding detailFunding overview
Funding rounds1 record
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Capital Engine M&A and investment
M&A and investmentM&A1 record
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Capital Engine
What does Capital Engine do?
Capital Engine provides a cloud-based, white-label private capital markets infrastructure platform that supports the full investment lifecycle — from capital formation (Reg D, Reg A+, Reg CF, Reg S, Rule 147, SPVs, tokenized assets) through secondary liquidity — for broker-dealers, placement agents, fund managers, investment banks, and family offices. The platform integrates regulatory compliance (KYC/AML, accreditation verification, OFAC screening), investor management, deal execution, and payment processing, and is backed by Mallory Capital Group, a FINRA-registered broker-dealer subsidiary.
Is Capital Engine a public or private company?
Capital Engine is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was Capital Engine founded?
Capital Engine was founded in 2018. It employs 11 to 50 people.
Where is Capital Engine based?
Capital Engine is headquartered in New York, United States, in the North America region.
How does Capital Engine make money?
Three revenue lines are on record. SaaS Subscription Fees are the primary driver. The others are transaction / Take Rate Fees and mallory Capital Group Broker-Dealer Services.
Who are Capital Engine's main competitors?
Direct peers on record are Carta, Juniper Square, AngelList, Republic, StartEngine, Wefunder and EquityMultiple. iCapital Network is listed as a broad incumbent. Emerging players are Forge (Forge Global) and Alto (formerly AltoIRA).
Does Capital Engine have an API?
No public API is recorded for Capital Engine.
What industry is Capital Engine in?
Capital Engine's product category is Private Capital Markets Infrastructure. Its primary akta.pro industry code is FSAEALAI, Institutional Capital Introduction (LP/Family Office/Endowment Matching), with a secondary code of FSACAFAK, Equity Capital Introduction & Prime Services. Its NAICS code is 523 and its SIC code is 6211.