Red Cloud Securities
Red Cloud Securities is a Toronto-headquartered mining-focused investment bank providing equity underwriting, market-making, and investor marketing services to junior resource companies listed primarily on TSX-V across uranium, gold, silver, copper, lithium, and nickel.
- Company typePrivate
- Founded-
- HeadquartersToronto, Canada
- Headcount11–50
- GTM typeB2B
- OfferingServices
What Red Cloud Securities does
Red Cloud Financial Services Inc., operating as Red Cloud Securities, is a Toronto-headquartered, privately held investment bank and capital-markets services firm focused exclusively on the Canadian junior mining and metals sector. The firm originates and executes equity financings — including bought-deal private placements, brokered offerings, flow-through financings, and best-efforts deals — acting as lead underwriter, sole agent, or co-lead with syndicate partners such as ATB Capital Markets, Haywood Securities, and Cantor Fitzgerald. Typical underwriting economics per the disclosed source material are 5-6% cash commissions plus broker warrants, with mandates in 2026 spanning deal sizes from roughly C$1 million (F4 Uranium flow-through) to C$112.5 million (NexGold bought deal).
Beyond transactional underwriting, Red Cloud operates a recurring market-making service for TSX-V listed issuers at CAD $5,000 per month with a 60-day termination notice, and a media and marketing advisory service typically priced at C$60,000 per six-month engagement. The firm wraps these services around a proprietary content and events platform that includes the RCTV video interview series, the Research Roundup podcast, Red Cloud Magazine, and two annual flagship conferences — the Pre-PDAC Mining Showcase (February, Toronto) and the Fall Mining Showcase (October, Toronto) — which together hosted over 80 issuers in 2026 with continued scale-up plans. Red Cloud Media is a wholly owned digital-agency subsidiary serving the same mining client base.
The firm operates two offices (Toronto headquarters at 120 Adelaide Street W and a Vancouver office at 1140 W Pender Street) with a headcount in the 11-50 range, serves a North American issuer base with stated reach into Europe, and counts among recent clients a broad roster of junior explorers in uranium, gold, silver, copper, lithium, and nickel. Leadership comprises Bruce Tatters (CEO), Bob Sellars (SVP and CFO), and Sebastian de Kloet (Managing Director). The firm is independent, with no disclosed parent company, institutional investors, or external funding rounds, and its financial results are not publicly disclosed.
Red Cloud Securities firmographics
Firmographics- Name
- Red Cloud Securities
- Legal name
- Red Cloud Financial Services Inc.
- Website
- https://redcloudfs.com
- Company type
- Private
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Short description
- Red Cloud Securities is a Toronto-headquartered mining-focused investment bank providing equity underwriting, market-making, and investor marketing services to junior resource companies listed primarily on TSX-V across uranium, gold, silver, copper, lithium, and nickel.
- Ownership category
- akta.pro rank
Red Cloud Securities industry classification
Industry- Product category
- Mining Investment Banking
- NAICS
- Investment Banking and Securities Intermediation (523150), Securities and Commodity Contracts Intermediation and Brokerage (5231)
- SIC
- Security Brokers, Dealers & Flotation Companies (6211), Commodity Contracts Brokers & Dealers (6221)
- akta.pro primary industry
- Equity Capital Introduction & Prime Services (FSACAFAK)
- akta.pro secondary industry
- Prime Brokerage & Institutional Trading Services (FSAPADAF)
Keywords
Where Red Cloud Securities is headquartered
LocationHeadquarters
- HQ city
- Toronto
- HQ country
- Canada
- HQ region
- North America
Offices2 records
Markets served
Red Cloud Securities business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure
Revenue model
- Underwriting & Commission Fees: Earns cash fees and broker warrants as lead underwriter or co-lead for bought deal private placements and brokered offerings in the junior mining sector. Fees typically range from 5-6% cash commission plus broker warrants.
- Market-Making Services: Provides liquidity and market stabilization services for TSX-V listed companies at a fixed monthly fee of CAD $5,000.
- Marketing & Media Services: Engaged by mining companies to provide media and marketing advisory services, typically at a fixed fee (e.g., $60,000 for six-month engagement).
Pricing tiers
| Model | Billing | Price |
|---|---|---|
| Subscription | Monthly | Market-making services for TSX-V listed companies |
| Other | Monthly | Media and marketing advisory services |
Go-to-market motion2 records
Distribution channels2 records
Marketing channels8 records
Red Cloud Securities product offering
Product offeringCore offering
Red Cloud Securities is a mining-focused investment bank that acts as lead underwriter, sole agent, or co-lead agent on bought deal private placements, brokered offerings, and flow-through financings for junior resource companies listed primarily on the TSX Venture Exchange. The firm complements its capital markets services with recurring market-making/liquidity services (priced at CAD $5,000 per month) and fixed-fee media and marketing advisory engagements designed to build investor awareness for mining issuers.
Product overview
Red Cloud Securities operates as a mining-focused financial services firm providing a comprehensive suite of capital markets and investor relations solutions. The core offerings include capital raising through underwriting private placements and bought deals, liquidity services for TSX-V listed companies, and corporate marketing programs. Supporting these services is a content and events ecosystem comprising RCTV (video interviews and corporate updates), the Red Cloud Research Roundup podcast, flagship conferences (Fall Mining Showcase and Pre-PDAC Mining Showcase), and the RCTV Live webinar series. Red Cloud Magazine serves as the company's thought leadership publication. The platform connects junior mining issuers with institutional investors, advisors, and high-net-worth individuals across North America and Europe.
Differentiator
Problem solved
Functional benefit
Products and services
- Underwriting & Private Placements Lead underwriter and co-lead manager services for bought deal and best-efforts private placement financings for junior mining and resource companies listed on TSX Venture Exchange and CSE.
- Liquidity Services (Market-Making) Market stabilization and liquidity services for TSX-V listed junior mining companies, providing reasonable market conditions and improved share liquidity through ongoing trading activities at CAD $5,000 per month.
- Media & Marketing Services Marketing advisory and media services to promote awareness of mining companies, including digital media management, content creation, and corporate visibility programs.
- Fall Mining Showcase Annual flagship mining conference bringing together issuers, brokers, and investors for company presentations, keynote sessions, and one-on-one networking meetings in Toronto each October.
- Pre-PDAC Mining Showcase Annual investor conference held in February in Toronto ahead of PDAC, featuring mining company presentations, keynote speakers, and investor networking opportunities.
- RCTV (Red Cloud Television) Video interview and corporate update platform featuring conversations with mining executives, industry leaders, and analysts covering sector trends, project updates, and investment ideas.
- Red Cloud Research Roundup Podcast Weekly podcast series providing mining market insights and equity research commentary from Red Cloud Securities' mining analysts covering junior mining companies and commodities.
- RCTV Live / Core Conversations Webinars Live virtual webinar series featuring interviews with mining executives, commodity experts, and industry thought leaders discussing market trends, project developments, and investment strategies.
- Red Cloud Magazine Digital publication featuring industry articles, company profiles, and market insights distributed to the mining investment community around major conferences.
Companies that use Red Cloud Securities
Customer profileNamed customers20 records
Segments1 record
Ideal customer profiles1 record
Red Cloud Securities technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Red Cloud Securities partnerships and signals
Strategic signalPartnerships
13 partnerships are on record, tiered core and minor.
- ATB Capital MarketscoreRegular co-underwriting partner on bought deal and brokered private placements for junior mining companies. Frequently serves alongside Red Cloud Securities as co-lead underwriter on C$10-50 million financing transactions.
- Cantor FitzgeraldcoreCo-lead underwriter with Red Cloud Securities on Power Metallic Mines C$25-30 million brokered private placement.
- CanCambria Energy Corp.minorCanCambria retained Red Cloud Securities for market stabilization and liquidity services on TSX-V exchange at CAD $5,000 per month.
- Argentina Lithium and EnergyminorArgentina Lithium presented live virtual corporate update via Red Cloud Financial Services webinar series.
- Inventus Mining Corp.minorInventus retained Red Cloud Securities for liquidity services at $5,000 per month to maintain orderly market on TSX-V.
- Myriad Uranium Corp.minorMyriad Uranium presented virtual corporate update via Red Cloud Financial Services webinar series.
- Haywood SecuritiescoreCo-lead agent and joint bookrunner alongside Red Cloud Securities on uranium exploration financing (Geiger Energy C$7 million offering).
- Argentina Lithium & Energy Corp.minorSix-month media and marketing services agreement with Argentina Lithium for $60,000 to promote awareness of lithium projects in Argentina.
- Integrity Capital GroupminorCo-underwriter on Metallic Minerals C$10.3 million bought deal financing alongside ATB Capital Markets.
- AE Fuels CorporationminorAE Fuels engaged Red Cloud Securities to provide market-making services at $5,000 per month.
- Abcourt Mines Inc.minorAbcourt engaged Red Cloud Securities to provide market-making services and participated in Red Cloud events.
- TSX Venture ExchangecoreTSX-V serves as the primary listing venue for Red Cloud's client companies. Red Cloud events are designed to support TSX-V listed junior miners.
- Kobrea Exploration Corp.minorKobrea Exploration completed $8.5 million private placement facilitated by Red Cloud Securities.
Scale indicators3 records
Recent moves6 records
Expansion highlights6 records
Red Cloud Securities competitors and assessment
Company assessmentDirect peers
- PI Financial: Canadian mid-market investment dealer with active resource and mining sector coverage. PI Financial competes with Red Cloud for bought-deal private placements and equity financings for junior explorers.
- Echelon Wealth Partners: Canadian independent investment dealer providing capital markets services to growth-stage companies, including material junior mining coverage. Echelon competes for TSX-V listed private placements and market-making mandates.
- Haywood Securities: Canadian mid-market investment bank with one of the most active mining and resource capital markets practices in the country. Haywood is a regular co-lead and joint bookrunner with Red Cloud on junior mining financings (e.g., Geiger Energy), competing head-to-head for the same underwriting mandates.
- Industrial Alliance Securities: Canadian investment dealer with a Quebec-focused resource practice that competes for mining financings across the TSX-V. iA Securities provides comparable underwriting and market-making services for junior resource issuers.
- Cormark Securities: Toronto-based investment bank focused on mid-market Canadian issuers, with significant junior mining and resources coverage. Cormark competes with Red Cloud for the same bought-deal and private placement mandates from TSX-V listed miners.
- Canaccord Genuity: Canadian-headquartered global investment bank with a strong junior mining and resources franchise. Canaccord's Genuity Capital Markets division competes directly with Red Cloud on private placements, bought deals, and equity research distribution for TSX-V listed resource issuers.
- Cantor Fitzgerald Canada: US-headquartered global investment bank with a Canadian mining and resources practice that regularly co-underwrites with Red Cloud (e.g., Power Metallic C$25–30M placement). Cantor is a credible competitor for larger junior mining financings.
- ATB Capital Markets: Alberta-based investment dealer with a dedicated Energy and Resources practice. ATB is Red Cloud's most frequent co-underwriter on junior mining deals and serves a substantially overlapping client base, including uranium and critical minerals issuers.
- Research Capital Corporation: Toronto-based independent investment dealer active in junior mining financing and market-making on TSX/TSX-V. Research Capital competes for the same private placement and market-stabilization mandates that anchor Red Cloud's revenue.
- Velocity Trade Capital: Canadian boutique investment bank with junior mining underwriting and market-making capabilities. Velocity competes for the same niche TSX-V listed mining capital-formation mandates that Red Cloud specializes in.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat4 records
Key risks6 records
Key highlights7 records
Customer concentration
Red Cloud Securities social profiles
Digital presenceRed Cloud Securities financial estimates
Financial estimateRevenue estimate
Valuation estimate
Red Cloud Securities leadership team
Management profileNumber of profiles
Profiles5 records
Red Cloud Securities subsidiaries and ownership
Company hierarchySubsidiaries1 record
Red Cloud Securities funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Red Cloud Securities M&A and investment
M&A and investmentM&A
Investments9 records
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Red Cloud Securities
What does Red Cloud Securities do?
Red Cloud Securities is a mining-focused investment bank that acts as lead underwriter, sole agent, or co-lead agent on bought deal private placements, brokered offerings, and flow-through financings for junior resource companies listed primarily on the TSX Venture Exchange. The firm complements its capital markets services with recurring market-making/liquidity services (priced at CAD $5,000 per month) and fixed-fee media and marketing advisory engagements designed to build investor awareness for mining issuers.
Is Red Cloud Securities a public or private company?
Red Cloud Securities is a private company. It is classified as unknown and is currently operating.
When was Red Cloud Securities founded?
Red Cloud Securities was founded in -1. It employs 11 to 50 people.
Where is Red Cloud Securities based?
Red Cloud Securities is headquartered in Toronto, Canada, in the North America region.
How does Red Cloud Securities make money?
Three revenue lines are on record. Underwriting & Commission Fees are the primary driver. The others are market-Making Services and marketing & Media Services.
Who are Red Cloud Securities's main competitors?
Direct peers on record are PI Financial, Echelon Wealth Partners, Haywood Securities, Industrial Alliance Securities, Cormark Securities, Canaccord Genuity, Cantor Fitzgerald Canada, ATB Capital Markets, Research Capital Corporation and Velocity Trade Capital.
Does Red Cloud Securities have an API?
No public API is recorded for Red Cloud Securities.
What industry is Red Cloud Securities in?
Red Cloud Securities's product category is Mining Investment Banking. Its primary akta.pro industry code is FSACAFAK, Equity Capital Introduction & Prime Services, with a secondary code of FSAPADAF, Prime Brokerage & Institutional Trading Services. Its NAICS code is 523150 and its SIC code is 6211.