What i3 Capital Group does

I3 Capital Group Ltd. (DBA "I3 Capital") is a private cross-border capital advisory firm that provides corporate finance, investor relations, and equity research services to innovative, high-growth companies seeking to list — or already listed — on North American securities exchanges. The firm maintains offices in Toronto (headquarters), Miami, and Tel Aviv, positioning itself as a bridge between Israeli issuers and North American capital markets across TSX/TSXV, US exchange, and structured transaction formats including pre-IPO, IPO, RTO, SPAC, and structured debt.

Its service platform comprises two core offerings: Public Market Capital Raising, which advises companies on optimal listing structure and facilitates execution; and Capital Markets Advisory & IR, which provides ongoing investor relations and marketing support targeted at retail-investor-driven North American markets. A forthcoming equity research capability is intended to deepen the value proposition. The firm does not hold broker-dealer registration; securities are distributed through Finalis Securities LLC, a FINRA/SIPC-registered broker-dealer that operates as a separate, unaffiliated channel partner.

Revenue is generated through advisory fees paid by companies under "Clients," covering capital markets advisory, investor relations, media advisory, and editorial content. Named clients include VVT Medical (TSXV:VVTM, medical devices), Eshbal Functional Foods (TSXV:ESBL, functional foods), and Green Data Centers (private, Texas). The firm is led by founders Peggy Sim and Farrar Pang. No funding rounds, headcount figures, revenue, or ownership details have been publicly disclosed. Note: a separate firmographic record describes i3 Capital Group as a US-based multifamily real estate investment company in Westmont; this conflicts with all other sourced evidence and the firm's own website, which consistently describes a Canadian-incorporated capital advisory firm — the capital advisory characterization is treated as authoritative given the weight of supporting evidence.

Name

i3 Capital Group

Legal name

I3 Capital Group Ltd.

Website

https://i3capitalgroup.com

Company type

Private

Operating status

Operating

Short description

I3 Capital Group is a private cross-border capital advisory firm with offices in Toronto, Miami, and Tel Aviv, providing corporate finance, investor relations, and equity research services to innovative Israeli and other high-growth companies seeking North American public market listings.

Ownership category

akta.pro rank

Product category

Capital Markets Advisory

NAICS

Investment Banking and Securities Intermediation (523150), Miscellaneous Intermediation (52391)

SIC

Security Brokers, Dealers & Flotation Companies (6211), Investment Advice (6282)

akta.pro primary industry

Capital Raising Advisory (Equity & Equity-Linked) (FSAEAGAC)

akta.pro secondary industries

Capital Raising Advisory (Debt/Equity/Private Capital) (BPAHADAG), Corporate Finance & Capital Advisory (BPAHADAB)

Keywords

• Capital markets advisory
• Investor relations services
• Equity research coverage
• Cross-border IPO advisory
• SPAC transaction advisory

Headquarters

HQ city

Westmont

HQ country

United States

HQ region

North America

Offices3 records

Markets served

GTM type

B2B

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales, Others

Revenue model

1. Capital Markets Advisory Services: I3 Capital receives fees from companies for capital markets advisory services, which include corporate finance consulting, investor relations support, media advisory, and independent editorial content. Services are provided to companies listed under the Clients section.
2. Securities Distribution: Securities are offered through Finalis Securities LLC, a registered broker-dealer. I3 Capital operates as an affiliated entity providing advisory services alongside Finalis's distribution capabilities.

Go-to-market motion1 record

Distribution channels2 records

Marketing channels2 records

Core offering

i3 Capital Group is a cross-border capital advisory services firm that provides corporate finance, investor relations, and equity research services to innovative, high-growth companies that are listed or seeking to list on North American securities exchanges. The firm specializes in advising Israeli and other growth-stage companies through pre-IPO, IPO, RTO, SPAC, and structured debt transactions, while delivering ongoing shareholder communication and marketing support after listing.

Product overview

I3 Capital is a cross-border capital advisory services firm that offers a platform of financial services including corporate finance, investor relations, and equity research. The firm specializes in supporting innovative, high-growth companies seeking to list or already listed on North American securities exchanges. The core service offerings include Public Market Capital Raising (covering pre-IPO, IPO, RTO, SPAC, and structured debt transactions) and Capital Markets Advisory & IR (providing ongoing investor relations and marketing support for shareholder communication in retail investor-driven markets). The company operates offices in Toronto, Miami, and Tel Aviv, and serves clients including VVT Medical (TSXV:VVTM) and Eshbal Functional Foods (TSXV:ESBL).

Differentiator

Problem solved

Functional benefit

Products and services

• Public Market Capital Raising

Named customers3 records

Segments3 records

Ideal customer profiles2 records

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Partnerships

Two partnerships are on record, tiered core and minor.

• Finalis Securities LLCcoreChannel Partner/ Reseller/ DistributorSecurities are offered through Finalis Securities LLC, a registered broker-dealer and member of FINRA/SIPC. I3 Capital and Finalis operate as separate, unaffiliated entities with I3 providing advisory services and Finalis handling securities distribution.
• Revolution Small Cap MarketingminorGTM or Marketing PartnerVVT Med Inc. entered into investor relations agreements with both I3 Capital Group and Revolution Small Cap Marketing to increase awareness and marketing efforts.

Scale indicators2 records

Recent moves5 records

Expansion highlights4 records

Direct peers

• A.G.P. / Alliance Global Partners: Mid-market investment bank focused on capital markets advisory, IPOs, and SPACs for growth companies, closely comparable in size and service scope to I3 Capital's advisory platform.
• EF Hutton: Full-service broker-dealer offering investment banking, capital markets, equity research, and IR for small/mid-cap issuers, directly overlapping I3 Capital's service mix and target issuer profile.
• ThinkEquity: Capital markets advisory and research boutique that sponsors IPOs and follow-on offerings for growth companies, closely comparable in mandate type and issuer size to I3 Capital.
• Maxim Group: Investment bank and research provider specializing in IPOs, PIPEs, SPACs, and equity research for small/mid-cap companies, with similar retail-investor-focused IR emphasis.
• Roth Capital Partners: Investment bank focused on small/mid-cap financings, corporate advisory, and equity research — a direct comparable for I3 Capital's pre-IPO/IPO/SPAC advisory and research offering.
• Dawson James Securities: Healthcare- and growth-focused boutique bank providing capital markets advisory and research to small-cap issuers, overlapping in both service mix and sector exposure with I3 Capital.
• WallachBeth Capital: Capital markets advisory and institutional trading firm specializing in small/mid-cap IPOs and follow-ons, directly comparable to I3 Capital's equity capital markets focus.

Broad incumbents

• B. Riley Securities: Mid-market investment bank offering capital markets, research, and IR services to a broad range of issuers, with substantially larger scale but overlapping offerings with I3 Capital.

Regional players

• Leumi Partners (Israel): Israeli investment banking arm of Bank Leumi advising Israeli companies on cross-border listings and capital raising, a directly comparable regional peer serving the same Israeli issuer base.
• Alpha Capital Anstalt: Swiss-based boutique advisory firm with a focus on Israeli and European small-cap issuers pursuing North American listings, comparable in mandate type and cross-border orientation.

Market position

Strengths4 records

Weaknesses5 records

Competitive moat3 records

Key risks5 records

Key highlights5 records

Customer concentration

Revenue estimate

Valuation estimate

Number of profiles

Profiles2 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about i3 Capital Group