Client One Securities
- Company typePrivate
- Founded2010
- HeadquartersLeawood, United States
- Headcount11–50
- GTM typeB2B
- OfferingServices
Client One Securities firmographics
Firmographics- Name
- Client One Securities
- Legal name
- CreativeOne Securities
- Website
- https://clientonesecurities.com
- Company type
- Private
- Founded year
- 2010
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Ownership category
- akta.pro rank
Client One Securities industry classification
Industry- Product category
- Independent Broker-Dealer Services
- NAICS
- Investment Banking and Securities Intermediation (523150), Portfolio Management and Investment Advice (523940), Securities and Commodity Contracts Intermediation and Brokerage (5231)
- SIC
- Security Brokers, Dealers & Flotation Companies (6211), Investment Advice (6282)
- akta.pro primary industry
- Broker-Dealer Affiliated Wealth Advisory (FSAEABAB)
- akta.pro secondary industries
- Private Banking Advisory & Discretionary Portfolio Management (FSABADAD), Full-Service Retail Brokerage & Wealth Platforms (FSAAAAAA)
Keywords
Where Client One Securities is headquartered
LocationHeadquarters
- HQ city
- Leawood
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
Client One Securities business model
Business model- GTM type
- B2B
- Offering type
- Services
Revenue model
- Broker-Dealer Services: As an independent broker-dealer, CreativeOne Securities provides platform services to independent financial advisors, generating revenue through transaction fees, advisory fees, and platform/administration charges for both fee-based and commission-based business models under a single unified platform.
Go-to-market motion1 record
Distribution channels1 record
Marketing channels1 record
Client One Securities product offering
Product offeringCore offering
Client One Securities is an independent broker-dealer offering financial and investment advisory services to independent financial advisors and insurance professionals. It delivers a unified platform that combines advisory and commission-based business, supported by back-office operations, compliance, marketing, and technology infrastructure. The firm also provides transition services for advisors moving between broker-dealers and access to open-architecture wrap accounts and turnkey asset management programs (TAMPs).
Product overview
CreativeOne Securities is an independent broker-dealer offering a unified platform combining advisory and commission-based business. The core offering includes full-service broker-dealer operations with open-architecture wrap accounts and access to multiple TAMPs. Supporting services include back-office operations, marketing and compliance support, and structured transition services. The platform integrates with Pershing NetX360, Forms Logic, DocuSign, SMARSH, and Zocks to provide an integrated technology ecosystem.
Differentiator
Problem solved
Functional benefit
Products and services
- Broker-Dealer Services Full-service independent broker-dealer providing a comprehensive suite of investment products, services, and resources including advisory and commission-based business under a single platform.
- Open-Architecture Wrap Accounts Maintains full discretion over client portfolios while providing operational and administrative support for advisors.
- TAMP Access Access to multiple Turnkey Asset Management Programs (TAMPs) providing a wide range of technology platforms and investment solutions to best serve practices and clients.
- Back-Office Support Services Comprehensive operational support including compliance review, billing operations, statement reconciliation, and administrative services.
- Marketing and Compliance Support
Quantifiable outcome
- 98% Advisor Retention Rate
- +3 more outcomes
Companies that use Client One Securities
Customer profileSegments2 records
Client One Securities technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Integration9 records
Feature4 records
Client One Securities partnerships and signals
Strategic signalPartnerships
Ten partnerships are on record, tiered core, strategic, supporting and minor.
- JacksoncoreSelling agreement partner providing investment and insurance products accessible through the CreativeOne platform. Jackson is one of the recognized investment brand names that advisors can recommend to clients without proprietary mandates restricting product selection.
- SchwabcoreSelling agreement partner providing investment platform and custodial services. Schwab is a recognized name that advisors can incorporate into client portfolios per client needs, not as a proprietary mandate.
- OrioncoreSelling agreement partner and technology platform provider. Orion's portfolio management and reporting capabilities support advisors in serving client needs with recognized brand backing.
- SEIcoreSelling agreement partner and technology solutions provider. SEI offers investment processing and platform capabilities accessible to advisors through CreativeOne Securities.
- ZocksstrategicStrategic integration partner providing access to emerging AI capabilities that can improve advisor efficiency and support future growth. Zocks AI technology is being integrated to enhance practice management capabilities.
- Pershing NetX360coreCore technology platform providing clearing services, portfolio management, and account administration. Pershing NetX360 serves as the foundational technology infrastructure for client account operations.
- Forms LogicsupportingTechnology integration for document automation and forms processing. Helps streamline administrative operations and reduce manual paperwork burden for advisors.
- DocuSignsupportingElectronic signature integration enabling advisors to execute documents digitally, improving operational efficiency and client experience.
- SMARSHsupportingCompliance archiving solution for regulatory communication capture and supervision. Supports broker-dealer compliance requirements and regulatory examinations.
- Cerulli AssociatesminorData and research provider. CreativeOne references Cerulli Associates' U.S. Broker/Dealer Marketplace 2024 report for industry statistics including advisor retention data and market insights.
Scale indicators3 records
Recent moves6 records
Expansion highlights5 records
Client One Securities competitors and assessment
Company assessmentBroad incumbents
- LPL Financial: LPL Financial is the largest independent broker-dealer in the US, serving independent financial advisors with a broad platform of advisory, brokerage, and technology services. It is a comparable large-scale IBD, though significantly bigger and more institutionally owned than CreativeOne.
- Raymond James Financial Services: Raymond James operates a large independent contractor channel serving independent financial advisors with full-service broker-dealer capabilities, hybrid advisory/commission support, and an open product shelf. It is a broader incumbent in the same space as CreativeOne.
- Ameriprise Financial: Ameriprise operates a large independent advisor channel with full broker-dealer, advisory, and hybrid capabilities. It is a broader incumbent competing for the same independent financial advisor segment as CreativeOne.
- Northwestern Mutual Investment Services: Northwestern Mutual operates a captive advisor network with broker-dealer and advisory services, frequently competing with independent broker-dealers for advisor talent moving toward independent models. It is a broader incumbent referenced for comparable advisor-channel dynamics.
Direct peers
- Cambridge Investment Research: Cambridge is a large independent broker-dealer serving independent financial advisors with a hybrid advisory/commission model and open-architecture product access. It competes head-to-head with CreativeOne for the same independent advisor segment.
- Commonwealth Financial Network: Commonwealth is a privately held independent broker-dealer and RIA custodian serving independent advisors with a service-focused, advisor-centric model. Its positioning around service quality and advisor relationships is the closest direct analogue to CreativeOne.
- Cetera Financial Group: Cetera is a network of independent broker-dealers serving financial advisors with hybrid advisory and commission platforms, technology, and compliance support. It is a direct competitor for the same independent advisor customer profile.
- Osaic (formerly Advisor Group): Osaic is a large independent broker-dealer and wealth management platform serving independent advisors across multiple subsidiary brands. It is a direct competitor for advisors evaluating IBD platforms.
- Kestra Financial: Kestra Financial is an independent broker-dealer and RIA platform serving independent advisors with a hybrid advisory/commission model, open architecture, and an emphasis on advisor experience. It targets the same independent advisor customer base as CreativeOne.
Emerging players
- Sanctuary Wealth: Sanctuary Wealth partners with elite independent advisors and provides a wealth platform including advisor-owned firm transition support, technology, and compliance. It is an emerging platform with a similar independent-advisor focus to CreativeOne.
Market position
Strengths5 records
Weaknesses6 records
Competitive moat5 records
Key risks7 records
Key highlights6 records
Customer concentration
Client One Securities social profiles
Digital presenceClient One Securities compliance and trust
Trust signalCompliance3 records
Client One Securities financial estimates
Financial estimateRevenue estimate
Valuation estimate
Client One Securities leadership team
Management profileNumber of profiles
Client One Securities funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
Client One Securities M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about Client One Securities
What does Client One Securities do?
Client One Securities is an independent broker-dealer offering financial and investment advisory services to independent financial advisors and insurance professionals. It delivers a unified platform that combines advisory and commission-based business, supported by back-office operations, compliance, marketing, and technology infrastructure. The firm also provides transition services for advisors moving between broker-dealers and access to open-architecture wrap accounts and turnkey asset management programs (TAMPs).
Is Client One Securities a public or private company?
Client One Securities is a private company. It is currently operating.
When was Client One Securities founded?
Client One Securities was founded in 2010. It employs 11 to 50 people.
Where is Client One Securities based?
Client One Securities is headquartered in Leawood, United States, in the North America region.
How does Client One Securities make money?
One revenue line is on record: broker-Dealer Services.
Who are Client One Securities's main competitors?
Broad incumbents on record are LPL Financial, Raymond James Financial Services, Ameriprise Financial and Northwestern Mutual Investment Services. Direct peers are Cambridge Investment Research, Commonwealth Financial Network, Cetera Financial Group, Osaic (formerly Advisor Group) and Kestra Financial. Sanctuary Wealth is listed as an emerging player.
Does Client One Securities have an API?
No public API is recorded for Client One Securities.
What industry is Client One Securities in?
Client One Securities's product category is Independent Broker-Dealer Services. Its primary akta.pro industry code is FSAEABAB, Broker-Dealer Affiliated Wealth Advisory, with a secondary code of FSABADAD, Private Banking Advisory & Discretionary Portfolio Management. Its NAICS code is 523150 and its SIC code is 6211.