FMP Capital Partners

What FMP Capital Partners does

FMP Capital Partners, LLC is an independent corporate finance and U.S. capital markets advisory firm structured as a Delaware limited liability company. The firm serves as a strategic transaction manager for qualified companies — predominantly international issuers — pursuing U.S. listing, capital raising, M&A, or corporate restructuring. Critically, FMP does not invest directly, provide loans, or operate as a registered broker-dealer or investment adviser; instead it coordinates and advises, partnering with appropriately licensed broker-dealer counterparties for any securities transactions.

The firm delivers an integrated service portfolio of eight core offerings: Nasdaq & OTC listing advisory, IPO advisory, reverse merger advisory, capital raising advisory (Reg D, Reg S, Rule 144A private placements, PIPEs), M&A advisory, corporate restructuring, strategic financial advisory, and investor readiness preparation. Engagements follow a five-phase process from introductory capital markets assessment through execution. The company also operates a free Capital Markets Search tool that queries public SEC EDGAR data for company status lookup, serving both as a content asset and lead-generation mechanism. The underlying technology stack is conventional — the firm explicitly states it does not develop proprietary technology products.

FMP generates revenue through professional services fees structured per engagement term sheet, with revenue mix concentrated in advisory fees across the eight service lines. The go-to-market motion is enterprise field sales targeting executive leadership and boards of qualified companies, driven by content marketing (multilingual website in English, Chinese, and Bahasa Malaysia), thought-leadership Insights publications, and direct introductory meetings. The firm markets breadth across eight vertical segments (Technology, Healthcare, Energy & Infrastructure, Financial Services, Industrial & Manufacturing, AI, Mining, Consumer), with current visible mandates in controlled environment agriculture, technology-driven property development, and digital marketing/media/tech. Operations span four offices — New York (HQ), Kuala Lumpur, Singapore, and Jakarta — supporting cross-border Southeast Asia-to-U.S. capital markets flows through a curated ecosystem of five preferred broker-dealer partners and an extended network of securities counsel, PCAOB audit firms, SEC/OTC reporting specialists, investor relations professionals, and regional advisors.

Name

FMP Capital Partners

Legal name

FMP Capital Partners, LLC

Website

https://fmpcp.com

Company type

Private

Founded year

2025

Operating status

Operating

Headcount range

1–10 employees

Short description

FMP Capital Partners is an independent U.S. capital markets advisory firm guiding qualified companies through Nasdaq and OTC listings, IPOs, capital raising, M&A, and corporate restructuring, with offices in New York, Kuala Lumpur, Singapore, and Jakarta.

Ownership category

akta.pro rank

Product category

Capital Markets Advisory

NAICS

Investment Banking and Securities Intermediation (523150), Portfolio Management and Investment Advice (523940)

SIC

Investment Advice (6282), Security Brokers, Dealers & Flotation Companies (6211)

akta.pro primary industry

Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory) (BPAHAOAL)

akta.pro secondary industries

Corporate Development & Strategic Partnerships Advisory (JVs, Alliances, Carve-outs) (BPAHAOAG), Corporate Finance Advisory (Strategic Finance, Capital Structure & Recaps) (FSAEAGAE), Corporate Finance & Capital Advisory (BPAHADAB)

Keywords

• Capital markets advisory
• IPO advisory services
• Listing advisory services
• M&A advisory services
• Corporate restructuring advisory

Headquarters

HQ city

New York

HQ country

United States

HQ region

North America

Offices4 records

Markets served

GTM type

B2B

Offering type

Services

Cost components

Personnel, Operations, Marketing or Sales, Technology or R&D, Infrastructure, Others

Revenue model

1. Strategic Advisory Services: Fees structured around the scope of each engagement, set out in engagement term sheets and Engagement Letters presented after the Preliminary Capital Markets Assessment. FMP Capital Partners serves as a strategic advisor and transaction manager, not a funder, lender, or registered broker-dealer. Revenue is derived from advisory fees for services including Nasdaq & OTC listing advisory, IPO advisory, reverse merger advisory, capital raising advisory, M&A advisory, corporate restructuring, strategic financial advisory, and investor readiness.

Go-to-market motion1 record

Distribution channels2 records

Marketing channels5 records

Core offering

FMP Capital Partners is an independent advisory firm that serves as a strategic transaction manager for companies pursuing U.S. capital markets access. It coordinates an eight-service advisory portfolio spanning Nasdaq and OTC listing advisory, IPO advisory, reverse merger advisory, capital raising (private placements, PIPEs), M&A advisory, corporate restructuring, strategic financial advisory, and investor readiness preparation. The firm does not invest, lend, or act as a registered broker-dealer — it advises, structures, and connects clients with a curated network of legal, audit, IR, and broker-dealer partners to deliver each transaction.

Product overview

FMP Capital Partners offers a unified advisory service portfolio centered on U.S. capital markets access. The core offering consists of eight integrated advisory services: Nasdaq & OTC Listing Advisory, IPO Advisory, Reverse Merger Advisory, Capital Raising Advisory, Mergers & Acquisitions Advisory, Corporate Restructuring, Strategic Financial Advisory, and Investor Readiness. These services are coordinated through a five-phase engagement process (Introductory Meeting & Assessment, Confidentiality & Engagement, Institutional Assessment, Strategy & Planning, and Execution). The firm also provides a Capital Markets Search tool for querying SEC EDGAR data. FMP acts as strategic transaction manager, coordinating with U.S. securities counsel, SEC & OTC reporting specialists, investor relations professionals, PCAOB-registered audit firms, broker-dealer platforms, and regional corporate advisors.

Differentiator

Problem solved

Functional benefit

Products and services

• Nasdaq & OTC Listing Advisory

Named customers3 records

Segments8 records

Ideal customer profiles1 record

Technology focussed No

API detail

Has API

No

API docs

API detail

Core technology

AI maturity

App detail

Partnerships

Eleven partnerships are on record, tiered core and supporting.

• Think Equity LLCcoreChannel Partner/ Reseller/ DistributorPreferred broker-dealer partner for syndication and distribution of issues. Think Equity LLC provides IPO & capital markets advisory, private placements (Reg D, Reg S, Rule 144A), institutional capital raising, and market making coordination.
• Craft Capital Management LLCcoreChannel Partner/ Reseller/ DistributorPreferred broker-dealer partner for syndication and distribution of issues. Craft Capital Management LLC provides IPO & capital markets advisory, private placements (Reg D, Reg S, Rule 144A), institutional capital raising, and market making coordination.
• Network 1 Financial SecuritiescoreChannel Partner/ Reseller/ DistributorPreferred broker-dealer partner for syndication and distribution of issues. Network 1 Financial Securities provides IPO & capital markets advisory, private placements (Reg D, Reg S, Rule 144A), institutional capital raising, and market making coordination.
• Aegis Capital CorpcoreChannel Partner/ Reseller/ DistributorPreferred broker-dealer partner for syndication and distribution of issues. Aegis Capital Corp provides IPO & capital markets advisory, private placements (Reg D, Reg S, Rule 144A), institutional capital raising, and market making coordination.
• Boustead Securities LLCcoreChannel Partner/ Reseller/ DistributorPreferred broker-dealer partner for syndication and distribution of issues. Boustead Securities LLC provides IPO & capital markets advisory, private placements (Reg D, Reg S, Rule 144A), institutional capital raising, and market making coordination.
• U.S. Securities Counsel NetworkcoreImplementation/ SI/ Consulting PartnerFMP coordinates with U.S. securities counsel as part of the Global Capital Markets Ecosystem. Services include SEC compliance, registration statements, securities law advice, legal due diligence, and OTC & Nasdaq legal support.
• SEC & OTC Reporting SpecialistscoreImplementation/ SI/ Consulting PartnerFMP coordinates with SEC & OTC reporting specialists as part of the Global Capital Markets Ecosystem. Services include Form S-1, F-1, Form 10, Form 10-K, 10-Q, 8-K, 20-F, 6-K, OTC Alternative Reporting, and ongoing SEC reporting.
• PCAOB-Registered Audit FirmscoreImplementation/ SI/ Consulting PartnerFMP coordinates with PCAOB-registered audit firms as part of the Global Capital Markets Ecosystem. Services include PCAOB audits, U.S. GAAP financial statements, IFRS conversion, and internal controls & financial reporting.
• Investor Relations ProfessionalssupportingImplementation/ SI/ Consulting PartnerFMP coordinates with investor relations professionals as part of the Global Capital Markets Ecosystem. Services include investment story development, shareholder communications, corporate branding, and analyst relations.
• Regional Corporate AdvisorssupportingImplementation/ SI/ Consulting PartnerFMP coordinates with regional corporate advisors as part of the Global Capital Markets Ecosystem. Services include corporate restructuring, holding company formation, business valuation, and IPO readiness assessment.
• Franklin Ogele, P.A.coreImplementation/ SI/ Consulting PartnerLegal services provider for FMP clients. Provides Registration Statements, SEC legal opinions, and Attorney Letters required for OTC Markets Alternative Reporting. Franklin Ogele, Esq. is also a Partner at FMP Capital Partners with over three decades of experience as a securities lawyer, compliance executive, and transaction advisor.

Scale indicators4 records

Recent moves6 records

Expansion highlights4 records

Broad incumbents

• Needham & Company: Larger mid-market investment bank providing equity capital markets, M&A, and institutional research across technology, healthcare, and growth sectors. Operates in the same small/mid-cap advisory space as FMP but with broader sector coverage and deeper resources, making it a scaled incumbent competitor.

Direct peers

• Aegis Capital Corp: Boutique broker-dealer offering capital markets advisory, private placements, and institutional equity raising to emerging-growth companies. Comparable in scale, target issuer profile, and service menu, and operates as a listed FMP preferred broker-dealer partner.
• ThinkEquity: Boutique investment bank and broker-dealer providing IPO advisory, private placements (Reg D/S/144A), and capital markets execution to small-cap issuers. Directly comparable to FMP given it's also a stated preferred broker-dealer partner serving the same advisory-and-execution niche.
• Maxim Group: Boutique investment bank and broker-dealer providing investment banking, capital markets, and research to small- and mid-cap companies. Directly comparable in business model and target client profile to FMP.
• EF Hutton: Re-emerged boutique investment bank offering equity capital markets, M&A advisory, and private placement services to small- and mid-cap issuers. Comparable boutique scale, advisory model, and small-cap issuer focus.
• Craft Capital Management: Boutique broker-dealer providing capital markets advisory, private placements, and institutional equity raising to emerging-growth companies. Comparable to FMP in business model and issuer focus, and is one of FMP's listed preferred broker-dealer partners.
• Roth Capital Partners: U.S. boutique investment bank focused on small- and mid-cap IPO advisory, capital raising, and M&A. Operates a registered broker-dealer with similar target client size and sector mix, making it the most direct comp for FMP's advisory-and-coordination model.
• Westpark Capital: Boutique investment bank and broker-dealer focused on IPOs, follow-on offerings, PIPEs, and M&A for small-cap issuers. Comparable boutique scale and service mix targeting the same client segment.
• Benchmark Company: Boutique investment bank and broker-dealer focused on IPOs, follow-on offerings, and M&A for small- and mid-cap companies. Directly comparable in service mix and target issuer size, and competes for the same mandates FMP coordinates.
• Boustead Securities: Boutique broker-dealer specializing in small-cap and Chinese/U.S. cross-border IPO advisory, private placements, and capital markets execution. Closely comparable to FMP given its own cross-border (Asia–U.S.) focus and is one of FMP's listed preferred partners.

Market position

Strengths4 records

Weaknesses4 records

Competitive moat4 records

Key risks5 records

Key highlights6 records

Customer concentration

• Facebookfacebook.com/profile.php

Revenue estimate

Valuation estimate

Number of profiles

Profiles3 records

Funding overview

Funding rounds

Investors

Funding detail is available on the Subscription and Enterprise plan.Contact sales →

M&A

Investments

M&A and investment is available on the Subscription and Enterprise plan.Contact sales →

Frequently asked questions about FMP Capital Partners