WestPark Capital
- Company typePrivate
- Founded1999
- HeadquartersLos Angeles, United States
- Headcount11–50
- GTM typeB2B
- OfferingServices
WestPark Capital firmographics
Firmographics- Name
- WestPark Capital
- Legal name
- WestPark Capital, Inc.
- Website
- https://wpcapital.com
- Company type
- Private
- Founded year
- 1999
- Operating status
- Operating
- Headcount range
- 11–50 employees
- Ownership category
- akta.pro rank
WestPark Capital industry classification
Industry- Product category
- Investment Banking & Securities Brokerage
- NAICS
- Investment Banking and Securities Intermediation (52315), Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523), Portfolio Management and Investment Advice (52394)
- SIC
- Security Brokers, Dealers & Flotation Companies (6211)
- akta.pro primary industry
- Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory) (BPAHAOAL)
- akta.pro secondary industries
- Equity Capital Advisory (Private Equity Placements, Growth Capital) (BPAHAOAE), Fairness Opinions & Independent Financial Advice (BPAHAOAF), Buy-Side M&A Advisory (FSAEAGAB)
Keywords
Where WestPark Capital is headquartered
LocationHeadquarters
- HQ city
- Los Angeles
- HQ country
- United States
- HQ region
- North America
Offices9 records
Markets served
WestPark Capital business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Others, Technology or R&D, Marketing or Sales
Revenue model
- Investment Banking Advisory: Corporate finance advisory including IPOs, secondary offerings, private placements of equity and debt, M&A, fairness opinions. Revenue from underwriting fees, placement agent fees, and advisory retainers.
- Securities Brokerage: Full service brokerage providing private client services and institutional trading. Revenue from commissions and fees on securities transactions.
- WRASP Process Services: Proprietary process for taking companies public through share exchange directly to senior exchanges (NYSE, AMEX, NASDAQ), bypassing OTCBB. Revenue from transaction fees.
- Insurance Services: Through WestPark Capital Insurance Services, providing annuity and life insurance products to clients.
Go-to-market motion1 record
Distribution channels3 records
Marketing channels8 records
WestPark Capital product offering
Product offeringCore offering
WestPark Capital is a full-service investment banking and securities brokerage firm providing IPOs, secondary offerings, private placements of equity and debt, M&A advisory, fairness opinions, SPAC services, CMPO/ATM equity distributions, equity research, institutional sales and trading, private brokerage, and insurance products (annuities and life insurance). Its proprietary WRASP process enables emerging growth companies to list directly on senior exchanges (NYSE, AMEX, NASDAQ) through share exchange, bypassing the OTCBB. Services are delivered via U.S. offices and Asian joint-venture offices to public/private companies and individual/institutional investors.
Product overview
WestPark Capital is a full-service investment banking and securities brokerage firm offering a unified platform of financial services to emerging growth companies and investors. The core offering consists of investment banking services (IPOs, secondary offerings, private placements, M&A advisory) powered by the proprietary Structured IPO (WRASP) process, complemented by Capital Markets, Equity Research, and Institutional Sales & Trading divisions. The Private Brokerage division provides wealth management through proprietary and third-party products, while WestPark Insurance Services extends the platform with annuity and life insurance solutions. All services are delivered through the firm's network of offices across the United States with international access via Asian partnerships.
Differentiator
Problem solved
Functional benefit
Products and services
- Investment Banking Full-service investment banking for emerging growth public and private companies, including IPOs, secondary offerings, private placements of equity and debt, M&A, fairness opinions, and valuation services.
- Structured IPO (WRASP / SIPO) Proprietary WRASP methodology enabling companies to go public through share exchange directly onto senior exchanges like NYSE, AMEX, or NASDAQ, bypassing the OTCBB.
- Capital Markets Capital markets services facilitating debt and equity financing for emerging growth companies.
- Equity Research
Companies that use WestPark Capital
Customer profileNamed customers8 records
Segments3 records
Ideal customer profiles2 records
WestPark Capital technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
WestPark Capital partnerships and signals
Strategic signalPartnerships
Nine partnerships are on record, tiered core and major.
- Axos Clearing, LLCcoreClearing firm for customer funds and securities custody. Located at 15950 W. Dodge Road #300, Omaha, NE 68118. Telephone: (402) 384-6100 or (800) 811-3487. WestPark does not maintain custody of customer assets; all clearing and custody provided by Axos Clearing.
- Goldman SachscoreSyndicate partner in major underwritings including VWR ($420M), DTEA ($96.9M), COMM ($616M), NORD ($170.4M), UNVR ($16.9B), NYLD ($539.4M), SGEN ($480M), NEP ($208M), ADPT ($357M) and many others
- JP MorgancoreSyndicate partner in underwritings including DTEA, NORD, AZUR, SGEN, SHAK, POST, PLAY and others
- Bank of America Merrill LynchcoreSyndicate partner in underwritings including VWR ($420M), DTEA, COMM, AZUR, UNVR ($16.9B), SUI, ADPT and others
- Deutsche BankmajorSyndicate partner in OXLC ($28.2M), NORD, SALT, UNVR ($16.9B), GEL, AFCO and other deals
- Credit SuissemajorSyndicate partner in STOR, NORD, OOMA, SPWH and other deals
- Morgan StanleymajorSyndicate partner in STOR, DLR, SHAK, TANP and other deals
- Canaccord GenuitycoreSole bookrunner partner for Arbe Robotics $16M registered direct offering; co-manages with Roth Capital Partners and WestPark Capital
- Roth Capital PartnersmajorCo-manager for Arbe Robotics and other deals alongside Canaccord Genuity and WestPark Capital
Scale indicators6 records
Recent moves11 records
Expansion highlights6 records
WestPark Capital competitors and assessment
Company assessmentDirect peers
- Maxim Group: Boutique investment bank providing capital markets, M&A, and institutional brokerage to small and mid-cap issuers — comparable client base and product set.
- D. Boral Capital: Boutique investment bank providing capital markets advisory to small-cap issuers — direct comparable in niche and product scope.
- ThinkEquity: Boutique investment bank focused on IPOs, follow-ons, and capital markets for emerging growth companies — comparable in niche, transaction sizes, and service mix.
- Roth Capital Partners: A boutique investment bank focused on small and micro-cap companies, providing capital markets, research, and institutional brokerage — directly comparable in market segment, service mix, and deal-size profile to WestPark.
- EF Hutton: Boutique investment bank and broker-dealer serving small-cap and emerging growth issuers with capital markets and advisory services — a near-twin to WestPark in positioning and target client.
- Lake Street Capital Markets: Boutique investment bank and research firm targeting small/mid-cap growth companies across healthcare, technology, and consumer — directly overlapping WestPark's verticals and deal sizes.
- Aegis Capital Corp. Full-service broker-dealer and investment bank focused on emerging growth and micro-cap companies with investment banking, equity research, and institutional sales — closely matching WestPark's niche.
Emerging players
- Wallachbeth Capital: Smaller boutique focused on ATM, CMPO, and registered direct offerings for small-cap public companies — narrow product overlap relevant to WestPark's CMPO/ATM and follow-on offering work.
Broad incumbents
- B. Riley Financial: Larger diversified financial services platform offering investment banking, research, and capital markets to small/mid-cap companies — operates in WestPark's space but with materially broader capabilities.
- Ladenburg Thalmann (now Osaic): Diversified wealth management and capital markets firm with small-cap investment banking capabilities — broader portfolio but overlapping small-cap advisory work.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat4 records
Key risks5 records
Key highlights5 records
Customer concentration
WestPark Capital social profiles
Digital presenceWestPark Capital compliance and trust
Trust signalCompliance4 records
WestPark Capital financial estimates
Financial estimateRevenue estimate
Valuation estimate
WestPark Capital leadership team
Management profileNumber of profiles
Profiles16 records
WestPark Capital funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
WestPark Capital M&A and investment
M&A and investmentM&A
Investments2 records
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about WestPark Capital
What does WestPark Capital do?
WestPark Capital is a full-service investment banking and securities brokerage firm providing IPOs, secondary offerings, private placements of equity and debt, M&A advisory, fairness opinions, SPAC services, CMPO/ATM equity distributions, equity research, institutional sales and trading, private brokerage, and insurance products (annuities and life insurance). Its proprietary WRASP process enables emerging growth companies to list directly on senior exchanges (NYSE, AMEX, NASDAQ) through share exchange, bypassing the OTCBB. Services are delivered via U.S. offices and Asian joint-venture offices to public/private companies and individual/institutional investors.
Is WestPark Capital a public or private company?
WestPark Capital is a private company. It is classified as founder individual operated bootstrapped and is currently operating.
When was WestPark Capital founded?
WestPark Capital was founded in 1999. It employs 11 to 50 people.
Where is WestPark Capital based?
WestPark Capital is headquartered in Los Angeles, United States, in the North America region.
How does WestPark Capital make money?
Four revenue lines are on record. Investment Banking Advisory is the primary driver. The others are securities Brokerage, WRASP Process Services and insurance Services.
Who are WestPark Capital's main competitors?
Direct peers on record are Maxim Group, D. Boral Capital, ThinkEquity, Roth Capital Partners, EF Hutton, Lake Street Capital Markets and Aegis Capital Corp.. Wallachbeth Capital is listed as an emerging player. Broad incumbents are B. Riley Financial and Ladenburg Thalmann (now Osaic).
Does WestPark Capital have an API?
No public API is recorded for WestPark Capital.
What industry is WestPark Capital in?
WestPark Capital's product category is Investment Banking & Securities Brokerage. Its primary akta.pro industry code is BPAHAOAL, Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory), with a secondary code of BPAHAOAE, Equity Capital Advisory (Private Equity Placements, Growth Capital). Its NAICS code is 52315 and its SIC code is 6211.