MM Global Securities
MM Global Securities is a boutique Wall Street broker dealer, founded in 2019, that provides investment banking and capital markets services — including IPOs, private placements, SPAC advisory, and secondary offerings — to corporate and institutional clients globally, with a cross-border Asia focus. It is a wholly-owned subsidiary of Nasdaq-listed MMTec, Inc.
- Company typePrivate
- Founded2019
- HeadquartersNew York, United States
- Headcount1–10
- GTM typeB2B
- OfferingServices
What MM Global Securities does
MM Global Securities, Inc. is a boutique Wall Street broker dealer founded in 2019 and headquartered at 575 Lexington Avenue, Manhattan, New York. The firm is a wholly-owned subsidiary of MMTec, Inc. (Nasdaq: MTC), which provides public-market visibility and corporate backing. It is registered with the SEC and is a member of FINRA and SIPC, and its senior management team is reported to have over 35 years of combined experience in the securities industry.
The company provides investment banking and capital markets services to corporate and institutional clients globally, with a stated focus on cross-border activity between U.S. capital markets and Asia — the firm brands itself as a 'Gateway to Investments across Asia.' Its service offering spans the full capital markets toolkit, including Initial Public Offerings (IPOs), Private Placements, Registered Direct Offerings, SPAC Advisory and financing, Secondary Offerings, At-the-Market Offerings, PIPEs, and Private Convertible Bonds.
The revenue model is fee-based, generating transaction fees on capital markets advisory and underwriting work, plus professional services fees for tailored financing and advisory solutions. Pricing is not publicly disclosed and is presumably negotiated on a transaction-by-transaction basis, consistent with boutique practice. Distribution is direct and relationship-driven, with senior management personally engaging institutional and corporate clients. No proprietary technology platform is disclosed in the available source material; the firm's contact page references real-time quote capabilities and self-describes as a 'financial technology firm,' but no underlying platform architecture, productized offering, or technology stack is documented.
MM Global Securities firmographics
Firmographics- Name
- MM Global Securities
- Legal name
- MM Global Securities, Inc.
- Website
- https://mmglobalusa.com
- Company type
- Private
- Founded year
- 2019
- Operating status
- Operating
- Headcount range
- 1–10 employees
- Short description
- MM Global Securities is a boutique Wall Street broker dealer, founded in 2019, that provides investment banking and capital markets services — including IPOs, private placements, SPAC advisory, and secondary offerings — to corporate and institutional clients globally, with a cross-border Asia focus. It is a wholly-owned subsidiary of Nasdaq-listed MMTec, Inc.
- Ownership category
- akta.pro rank
MM Global Securities industry classification
Industry- Product category
- Investment Banking / Broker Dealer Services
- NAICS
- Investment Banking and Securities Intermediation (523150), Investment Banking and Securities Intermediation (52315), Securities and Commodity Contracts Intermediation and Brokerage (5231)
- SIC
- Security Brokers, Dealers & Flotation Companies (6211)
- akta.pro primary industry
- Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory) (BPAHAOAL)
- akta.pro secondary industry
- Private Placements (144A/Reg S/MTN) (FSACABAK)
Keywords
Where MM Global Securities is headquartered
LocationHeadquarters
- HQ city
- New York
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
MM Global Securities business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure
Revenue model
- Investment Banking Advisory: Fees generated from advising on and facilitating capital markets transactions including Initial Public Offerings (IPOs), Private Placements, Registered Direct Offerings, SPAC Advisory and financing, Secondary Offerings, At-the-Market Offerings, PIPEs, and Private Convertible Bonds.
- Capital Markets Services: Revenue from providing a full suite of financial services to corporate and institutional clients, including financing solutions and advisory services tailored to individual client needs.
Go-to-market motion1 record
Distribution channels1 record
Marketing channels2 records
MM Global Securities product offering
Product offeringCore offering
MM Global Securities is a boutique Wall Street broker dealer that provides investment banking and capital markets services to corporate and institutional clients globally. Its offering spans Initial Public Offerings (IPOs), Private Placements and Registered Direct Offerings, SPAC Advisory and financing, Secondary Offerings, At-the-Market Offerings, PIPEs, and Private Convertible Bonds. The firm positions itself as a tailored advisory partner providing a full suite of financing and capital markets solutions, with a stated focus on Asia.
Product overview
MM Global Securities offers a unified set of financial services as a boutique Wall Street broker dealer. The company, a subsidiary of MMTec, Inc. (Nasdaq: MTC), provides Investment Banking and Capital Markets services encompassing Initial Public Offerings, Private Placements, SPAC Advisory, Secondary Offerings, and PIPEs to corporate and institutional clients globally.
Differentiator
Problem solved
Functional benefit
Products and services
- Investment Banking and Capital Markets Services A full suite of value-added investment banking and capital markets services delivered to corporate and institutional clients, encompassing Initial Public Offerings (IPOs), Private Placements, Registered Direct Offerings, SPAC Advisory and financing, Secondary Offerings, At-the-Market Offerings, PIPEs, and Private Convertible Bonds. The offering is positioned as tailored financing and advisory support for capital markets transactions rather than a standardized product.
- Real-Time Quote Service Real-time quote capability offered as a financial technology feature supporting brokerage and trading activity for clients engaging the firm.
Companies that use MM Global Securities
Customer profileSegments2 records
Ideal customer profiles2 records
MM Global Securities technology and API
TechnologyTechnology focussed No
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
MM Global Securities partnerships and signals
Strategic signalScale indicators1 record
Recent moves5 records
Expansion highlights3 records
MM Global Securities competitors and assessment
Company assessmentEmerging players
- D. Boral Capital: Smaller boutique broker-dealer with ECM focus on small-cap and growth issuers — comparable in scale and emerging as a direct competitor for similar mandates.
Direct peers
- Maxim Group: Wall-Street-based boutique broker-dealer offering investment banking, capital markets, and institutional brokerage to small and mid-cap issuers.
- EF Hutton: Boutique broker-dealer emphasizing senior-led investment banking for small and mid-cap companies, including IPOs, follow-ons, and private placements — comparable boutique positioning.
- Westpark Capital: Boutique broker-dealer focused on small and mid-cap investment banking and capital markets — comparable size and target client profile.
- Roth Capital Partners: Boutique broker-dealer focused on small and mid-cap ECM, private placements, and advisory — direct overlap in deal types and target issuer profile.
- ThinkEquity: Boutique broker-dealer with active IPO, follow-on, and PIPEs franchise serving growth and small-cap issuers — directly comparable ECM service mix.
- The Benchmark Company: Boutique broker-dealer providing investment banking and equity research to small and mid-cap issuers — closely aligned business model.
- Aegis Capital: Boutique broker-dealer offering investment banking, equity research, and institutional sales to small and mid-cap companies — directly comparable scale and product set.
- B. Riley Financial: Diversified mid-market broker-dealer providing investment banking, ECM, and capital markets services to small and mid-cap issuers — comparable client base and service breadth.
- H.C. Wainwright & Co. U.S. boutique broker-dealer with strong PIPE, SPAC, and small/mid-cap ECM franchise — the closest comparable in business mix to MM Global's stated services.
Market position
Strengths4 records
Weaknesses4 records
Competitive moat3 records
Key risks6 records
Key highlights6 records
Customer concentration
MM Global Securities social profiles
Digital presenceMM Global Securities compliance and trust
Trust signalCompliance3 records
MM Global Securities financial estimates
Financial estimateRevenue estimate
Valuation estimate
MM Global Securities leadership team
Management profileNumber of profiles
Profiles1 record
MM Global Securities funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
MM Global Securities M&A and investment
M&A and investmentM&A
Investments
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about MM Global Securities
What does MM Global Securities do?
MM Global Securities is a boutique Wall Street broker dealer that provides investment banking and capital markets services to corporate and institutional clients globally. Its offering spans Initial Public Offerings (IPOs), Private Placements and Registered Direct Offerings, SPAC Advisory and financing, Secondary Offerings, At-the-Market Offerings, PIPEs, and Private Convertible Bonds. The firm positions itself as a tailored advisory partner providing a full suite of financing and capital markets solutions, with a stated focus on Asia.
Is MM Global Securities a public or private company?
MM Global Securities is a private company. It is classified as corporate owned and is currently operating.
When was MM Global Securities founded?
MM Global Securities was founded in 2019. It employs 1 to 10 people.
Where is MM Global Securities based?
MM Global Securities is headquartered in New York, United States, in the North America region.
How does MM Global Securities make money?
Two revenue lines are on record. Investment Banking Advisory is the primary driver. The others are capital Markets Services.
Who are MM Global Securities's main competitors?
D. Boral Capital is listed as an emerging player. Direct peers are Maxim Group, EF Hutton, Westpark Capital, Roth Capital Partners, ThinkEquity, The Benchmark Company, Aegis Capital, B. Riley Financial and H.C. Wainwright & Co..
Does MM Global Securities have an API?
No public API is recorded for MM Global Securities.
What industry is MM Global Securities in?
MM Global Securities's product category is Investment Banking / Broker Dealer Services. Its primary akta.pro industry code is BPAHAOAL, Capital Markets Advisory (IPO Readiness, SPAC, ECM/DCM Advisory), with a secondary code of FSACABAK, Private Placements (144A/Reg S/MTN). Its NAICS code is 523150 and its SIC code is 6211.