STONEHAVEN, LLC
Stonehaven, LLC is a FINRA member broker-dealer platform that provides a proprietary NEXUS operating system to 165+ independent investment bankers and placement agents for capital raising, M&A advisory, and secondaries across alternative investment asset classes.
- Company typePrivate
- Founded2001
- HeadquartersNew York, United States
- Headcount101–250
- GTM typeB2B
- OfferingServices
What STONEHAVEN, LLC does
Stonehaven, LLC is a privately held FINRA member broker-dealer and SEC-registered firm headquartered in New York, founded in 2001, that operates a capital-markets FinTech platform serving independent investment bankers and placement agents (Affiliate Partners). The platform's core product is NEXUS, a proprietary operating system that integrates broker-dealer infrastructure, collaboration tools, sales management, an investment offering marketplace, and data services into a single workflow. Through NEXUS, 165+ Affiliate Partners originate and distribute deals across venture capital, private equity, private credit, real estate, infrastructure, and long-only strategies, with public companies flagged as a forthcoming asset class.
Stonehaven monetizes primarily through transaction fees on capital raises, M&A advisory, and secondary-market executions facilitated through the platform, supported by compliance, legal, contracting, and accounting reconciliation workflows that the firm manages on behalf of its APs. The platform supports 235+ active investment opportunities and 221+ active investor opportunities across institutions, family offices, and high-net-worth individuals, with cumulative transaction volume reported at $12B+. Marketing and distribution operate primarily through the AP referral channel, supplemented by the firm's website and LinkedIn presence.
The business is led by founders Stephen Bookbinder and David Frank (CEO, Founder & Managing Partner), alongside Managing Director & Partner Mark J. Sullivan and Chief Compliance Officer Steven Jafarzadeh. The platform's regulatory standing—20+ years as a FINRA member firm—and its embedded AP ecosystem constitute the principal moat; there is no disclosed AI/ML capability, no public revenue figure, and no disclosed funding history in the available source material.
STONEHAVEN, LLC firmographics
Firmographics- Name
- STONEHAVEN, LLC
- Legal name
- Stonehaven, LLC
- Website
- https://stonehaven-llc.com
- Company type
- Private
- Founded year
- 2001
- Operating status
- Operating
- Headcount range
- 101–250 employees
- Short description
- Stonehaven, LLC is a FINRA member broker-dealer platform that provides a proprietary NEXUS operating system to 165+ independent investment bankers and placement agents for capital raising, M&A advisory, and secondaries across alternative investment asset classes.
- Ownership category
- akta.pro rank
STONEHAVEN, LLC industry classification
Industry- Product category
- Capital Markets Broker-Dealer Services
- NAICS
- Portfolio Management and Investment Advice (523940), Portfolio Management and Investment Advice (52394), Securities, Commodity Contracts, and Other Financial Investments and Related Activities (523)
- SIC
- Security Brokers, Dealers & Flotation Companies (6211), Investment Advice (6282)
- akta.pro primary industry
- Alternatives & Multi-Asset Digital Wealth Platforms (PE/VC/Real Assets access) (FSAGAEAL)
- akta.pro secondary industries
- Broker-Dealer Affiliated Wealth Advisory (FSAEABAB), Hybrid Robo-Advisory Platforms (Advisor + Automation) (FSAGAEAB)
Keywords
Where STONEHAVEN, LLC is headquartered
LocationHeadquarters
- HQ city
- New York
- HQ country
- United States
- HQ region
- North America
Offices1 record
Markets served
STONEHAVEN, LLC business model
Business model- GTM type
- B2B
- Offering type
- Services
- Cost components
- Personnel, Operations, Technology or R&D, Marketing or Sales, Infrastructure, Others
Revenue model
- Broker-Dealer Transaction Fees: Stonehaven, as a FINRA member broker-dealer, earns fees from capital raising transactions, M&A advisory, and secondary market executions facilitated through its platform. The platform supports independent investment bankers and placement agents in conducting these transactions.
Go-to-market motion1 record
Distribution channels1 record
Marketing channels4 records
STONEHAVEN, LLC product offering
Product offeringCore offering
Stonehaven operates a FINRA member broker-dealer platform that provides independent investment bankers and placement agents with institutional-grade infrastructure, compliance, technology, and a collaboration network to raise capital, conduct M&A, and execute secondary transactions. The platform is powered by NEXUS, a proprietary operating system that integrates broker-dealer services, sales management, an investment offering marketplace, and data services across alternative asset classes including venture capital, private equity, private credit, real estate, infrastructure, and long-only strategies.
Product overview
Stonehaven, LLC is a broker-dealer platform that operates as a unified platform-plus-modules architecture. The core of the offering is NEXUS, a proprietary operating system that integrates infrastructure, technology, and data capabilities. The platform provides broker-dealer services, a collaboration network for affiliate partners (investment bankers and placement agents), sales management tools, an investment offering marketplace, and data services. Stonehaven supports independent investment bankers and placement agents to raise capital, conduct M&A, and execute secondaries across multiple asset classes including venture capital, private equity, private credit, real estate, infrastructure, and hedge funds.
Differentiator
Problem solved
Functional benefit
Products and services
- NEXUS Operating System Proprietary operating system that serves as the core technology platform for Stonehaven's broker-dealer services. NEXUS integrates infrastructure, technology, and data capabilities including broker-dealer services, collaboration tools, sales management, investment offering marketplace, and data management into a unified system supporting capital raising, M&A, and secondaries transactions for affiliate partners.
- Broker-Dealer Services FINRA member firm and SEC registered broker-dealer services providing institutional-grade infrastructure for independent investment bankers and placement agents. Includes client onboarding, due diligence, contracting, transaction close-out, accounting reconciliation, fee calculation, payment collection, payout calculation, and regulatory reporting in domestic and international markets.
Quantifiable outcome
- $12B+ transaction volume facilitated through the platform
- +2 more outcomes
Companies that use STONEHAVEN, LLC
Customer profileNamed customers3 records
Segments3 records
Ideal customer profiles3 records
STONEHAVEN, LLC technology and API
TechnologyTechnology focussed Yes
API detail
- Has API
- No
- API docs
- API detail
Core technology
AI maturity
App detail
Feature4 records
STONEHAVEN, LLC partnerships and signals
Strategic signalPartnerships
34 partnerships are on record, tiered core.
- 11th Floor Holdings LLCcoreLos Angeles, CA based investment banking and placement agent firm focusing on hedge funds, private credit, private equity, real estate, venture capital, and direct deals. Managed by Kyongjin Lee, Managing Partner.
- ANR Capital LLCcoreNew York, NY based investment and advisory platform partnering with mission-driven founders and investors in sustainable solutions. Focuses on private credit, private equity, real estate, infrastructure, venture capital. Led by Angelica Nikolausson, Managing Partner.
- AZR Capital LtdcoreLondon, UK based firm operating as single-family office and capital-raising boutique. Focuses on private credit, private equity, real estate, direct deals, and secondaries. Led by Maya Rodriguez, Managing Partner and Principal.
- Adara CapitalcoreNew York, NY based capital raising firm focused on hedge funds, private equity, and real estate. Led by Leslie Carranza, Managing Partner.
- Admiral Real Estate AdvisorscoreAtlanta, GA based real estate advisory firm specializing in strategic guidance and institutional equity capital access. Led by Tom Lesnick, CFA, Managing Partner.
- Alta Vera SecuritiescoreYardley, PA based capital raising firm with focus on hedge funds, private credit, private equity, real estate, infrastructure, venture capital. Co-founded by Chris Gatsch and Juan Castañeda.
- AmeriBridge CapitalcoreMidlothian, VA based firm partnering with LPs and GPs across the Americas for lower/middle market investment opportunities. Led by Easley Edmunds, Founding Partner.
- Apexion Securities, LLCcoreWoodstock, GA based firm focused on venture capital, direct deals, and M&A advisory. Led by Ben Benson, CPA; John Stubbs; and John Stephenson as Managing Partners.
- Arboreal Capital LLCcoreSandy, UT based firm focused on early-stage technology ventures in global real assets, infrastructure, and health finance. Led by Sean Lenz, CFA and James Magowan, Co-Founders.
- Arlington Capital SolutionscoreRidgefield, CT based firm focused on private credit and direct deals in digital infrastructure sector. Led by James Sanford, CFA, Principal.
- Aureate CapitalcoreHealdsburg, CA based advisory and capital raising services for early-stage cannabis, fintech, crypto, and entertainment companies. Led by Austin Milliken, FRM, Founder & Managing Partner.
- Azurest PartnerscoreBrooklyn, NY based investment banking and advisory services firm focused on technology, media, telecommunications, financial services, and real estate. Led by Kenneth Allen, Founder.
- BG Partners, LLCcoreStamford, CT based capital raising firm focusing on niche alternative investment managers in North America. Led by Peter Bergen and Thomas Gatto, CIMA, Co-Founders & Managing Partners.
- Bear Goose LLCcoreWestport, CT based firm with 20+ years experience in investment marketing and capital formation, focused on hedge fund and private credit strategies. Led by Parag Shah, Head of Business Development.
- Bru Partners LLCcoreGolden, CO based firm connecting alternative investment strategies with wealth managers, institutions, and family offices. Founded by Mark Ricketson, CAP, Managing Member.
- CG Debt Capital MarketscoreRock Hill, SC based capital markets advisory firm specializing in commercial debt placements. Led by Christopher Gentry, Managing Member.
- Capital Growth AdvisorscoreNew York, NY based firm providing global distribution support to hedge funds, private equity, and real estate investment managers. Founded by James Gaffney, Founder and Managing Partner.
- Capital Growth PartnerscoreNorwalk, CT based consulting and business development firm for investment managers and early-stage businesses. Led by Bruce Nemirow, Founding Partner.
- Carltonhouse Capital Partners, LLCcoreIndianapolis, IN based firm assisting privately held companies and institutional investment managers in deal origination and execution. Led by Charles Miller, Managing Partner.
- Cedar Ridge Capital, LLCcoreNew York, NY based capital raising firm for alternative investment managers with focus on impact oriented strategies. Led by Joe Azzaro, CFA, Managing Partner & Founder.
- Confero Capital LLCcoreBoston, MA based firm specializing in capital raising for emerging and growth companies, infrastructure projects, and real estate opportunities. Led by Jay Allen, Founder & Managing Partner.
- Connective CapitalcoreSan Diego County, CA based placement agent focused on raising capital for diverse alternative investment vehicles. Led by Mike Mitchell, CFA, CAIA, CEO and Founder.
- Crestvale Capital Partners LLCcoreBeverly Hills, CA based capital formation firm partnering with corporate sponsors, asset managers, and investment platforms. Led by Deepa Salastekar, Founder and Managing Partner.
- Crown Point PartnerscorePortland, OR based boutique investment bank focused on M&A advisory for Pacific Northwest companies with EBITDA of $2-10 million. Led by Nick Stanley, Managing Partner.
- Deering Capital LLCcoreMiami, FL based capital-raising firm focused on commercial and residential real estate opportunities. Led by Irving Padron, CPA, Founder & CEO.
- EKG CapitalcoreNew York, NY based firm connecting early-stage founders with investors. Led by Erica Green, Founder.
- Engild Private CapitalcoreNew York, NY based institutional sales firm introducing alternative investment solutions. Led by Alan Fields, CFA, CAIA, Managing Director.
- Eskay Capital Corp.coreOntario, CA based boutique investment firm connecting investors with real estate, energy, and infrastructure projects. Led by Torstein Braaten, Managing Director.
- Evergreen Park Capital LLCcoreEvergreen Park, IL based placement advisory and placement agent for private equity funds, venture capital funds, and direct deals. Led by Peter Arethas, Managing Partner.
- Fiore Capital LLCcoreNorwalk, CT based investment firm providing bespoke investment solutions for founders, family offices, and private investors. Led by Frank Fiore, CAIA, Managing Partner.
- First Strike Securities LLCcoreSan Diego, CA based firm providing capital markets access for startups, emerging funds, and innovative projects. Led by Anthony Kloszewski, CEO and Manager.
- Fort Schuyler CapitalcoreNew York, NY based firm focused on structured credit, fintech originators and venture capital opportunities. Led by Paul Mangione, Founder & Managing Director.
- Fox Street Capital LLCcoreNew York, NY based placement agent and advisory firm for alternative real estate and proptech platforms. Led by George Kenny, Founder and Managing Partner.
- Fusion Growth Capital, LLCcoreStoney Brook, NY based firm with 30 years of finance and investment management experience. Led by John Degen, Managing Director.
Scale indicators5 records
Recent moves5 records
Expansion highlights6 records
STONEHAVEN, LLC competitors and assessment
Company assessmentDirect peers
- iCapital Network: iCapital is the leading digital alternatives platform connecting advisors, wealth managers, and institutional investors to private equity, private credit, hedge funds, and structured products. It is the most direct competitor to Stonehaven in providing technology-enabled access to alternative investments, though it is substantially larger and venture-backed.
- CAIS: CAIS operates a digital marketplace connecting independent advisors and wealth managers to alternative investments (hedge funds, private equity, private credit, real estate). It is a direct peer in democratizing alternatives access and competes with Stonehaven for affiliated financial intermediary relationships.
- Moonfare: Moonfare is a digital private markets platform offering curated private equity, private debt, and venture capital funds to qualified investors. It competes with Stonehaven for placement agent-style distribution of alternative funds, especially in the mass-affluent and family office segments.
- Yieldstreet: Yieldstreet provides digital access to alternative income-generating investments including private credit, real estate, and structured products. It competes with Stonehaven for retail and HNW investor attention and for alternative asset manager distribution partnerships.
Emerging players
- AcreTrader: AcreTrader is a digital platform for farmland investing, allowing investors to buy fractional shares of individual farms. It overlaps with Stonehaven in the alternatives distribution model and competes for real-estate-focused HNW capital and institutional placement relationships.
- Juniper Square: Juniper Square provides investor CRM, fund administration, and reporting software for private fund managers. While not a direct placement agent, it serves a similar stakeholder (alt fund managers) with technology and could evolve into an adjacent placement/distribution platform.
- Carta: Carta provides cap table, equity management, and fund administration software used by venture and private fund managers. Its expanding private fund and secondary markets offerings overlap with Stonehaven's investor services and capital markets capabilities.
Broad incumbents
- EF Hutton: EF Hutton is a broker-dealer providing capital markets, M&A advisory, and equity research to mid-market and emerging growth companies. It competes with Stonehaven at the broker-dealer level for placement agent mandates, though it operates as a more traditional full-service investment bank.
- ThinkEquity: ThinkEquity is a broker-dealer focused on capital markets services for emerging growth companies, including private placements and institutional equity offerings. It overlaps with Stonehaven in broker-dealer infrastructure supporting placement agents and capital raises.
- Aegis Capital: Aegis Capital is a full-service broker-dealer providing investment banking, capital markets, and equity research. It is an incumbent in the same regulated broker-dealer space as Stonehaven, though it operates more as a traditional investment bank rather than a FinTech affiliate network.
Market position
Strengths5 records
Weaknesses5 records
Competitive moat5 records
Key risks6 records
Key highlights6 records
Customer concentration
STONEHAVEN, LLC social profiles
Digital presenceSTONEHAVEN, LLC compliance and trust
Trust signalCompliance2 records
STONEHAVEN, LLC financial estimates
Financial estimateRevenue estimate
Valuation estimate
STONEHAVEN, LLC leadership team
Management profileNumber of profiles
Profiles4 records
STONEHAVEN, LLC funding detail
Funding detailFunding overview
Funding rounds
Investors
Funding detail is available on the Subscription and Enterprise plan.Contact sales →
STONEHAVEN, LLC M&A and investment
M&A and investmentM&A
Investments1 record
M&A and investment is available on the Subscription and Enterprise plan.Contact sales →
Frequently asked questions about STONEHAVEN, LLC
What does STONEHAVEN, LLC do?
Stonehaven operates a FINRA member broker-dealer platform that provides independent investment bankers and placement agents with institutional-grade infrastructure, compliance, technology, and a collaboration network to raise capital, conduct M&A, and execute secondary transactions. The platform is powered by NEXUS, a proprietary operating system that integrates broker-dealer services, sales management, an investment offering marketplace, and data services across alternative asset classes including venture capital, private equity, private credit, real estate, infrastructure, and long-only strategies.
Is STONEHAVEN, LLC a public or private company?
STONEHAVEN, LLC is a private company. It is classified as unknown and is currently operating.
When was STONEHAVEN, LLC founded?
STONEHAVEN, LLC was founded in 2001. It employs 101 to 250 people.
Where is STONEHAVEN, LLC based?
STONEHAVEN, LLC is headquartered in New York, United States, in the North America region.
How does STONEHAVEN, LLC make money?
One revenue line is on record: broker-Dealer Transaction Fees.
Who are STONEHAVEN, LLC's main competitors?
Direct peers on record are iCapital Network, CAIS, Moonfare and Yieldstreet. Emerging players are AcreTrader, Juniper Square and Carta. Broad incumbents are EF Hutton, ThinkEquity and Aegis Capital.
Does STONEHAVEN, LLC have an API?
No public API is recorded for STONEHAVEN, LLC.
What industry is STONEHAVEN, LLC in?
STONEHAVEN, LLC's product category is Capital Markets Broker-Dealer Services. Its primary akta.pro industry code is FSAGAEAL, Alternatives & Multi-Asset Digital Wealth Platforms (PE/VC/Real Assets access), with a secondary code of FSAEABAB, Broker-Dealer Affiliated Wealth Advisory. Its NAICS code is 523940 and its SIC code is 6211.